# Independent RIAs with the most high net worth clients in Rhode Island

As of October 2, 2026, Young Richard C & Co Ltd ranked #1 in Rhode Island in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 505.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-hnw-clients/rhode-island/

## Facts

- ranking: Independent RIAs with the most high net worth clients
- how_it_is_computed: Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Rhode Island
- firms_listed: 57
- rows: rank: 1, crd: 105866, firm: Young Richard C & Co Ltd, city: Newport, state: RI, value: 505, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105866/; rank: 2, crd: 296475, firm: Wealthcare Investment Partners LLC, city: Portsmouth, state: RI, value: 461, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/296475/; rank: 3, crd: 157959, firm: Capital Wealth Management, LLC, city: West Warwick, state: RI, value: 423, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157959/; rank: 4, crd: 143912, firm: Forbes Financial Planning, Inc., city: East Greenwich, state: RI, value: 409, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/143912/; rank: 5, crd: 108451, firm: Blue Fin Capital, Inc., city: Warren, state: RI, value: 402, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108451/; rank: 6, crd: 106295, firm: Parsons Capital Management Inc, city: Providence, state: RI, value: 381, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106295/; rank: 7, crd: 108868, firm: Professional Planning Group, city: Westerly, state: RI, value: 378, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108868/; rank: 8, crd: 124636, firm: Strategicpoint Investment Advisors LLC, city: Providence, state: RI, value: 305, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/124636/; rank: 9, crd: 107565, firm: Newman Dignan & Sheerar, Inc, city: Providence, state: RI, value: 249, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107565/; rank: 10, crd: 109114, firm: SK Wealth Management, LLC, city: Providence, state: RI, value: 179, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109114/; rank: 11, crd: 296271, firm: McGuire Wealth Management, city: Wakefield, state: RI, value: 175, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/296271/; rank: 12, crd: 107646, firm: Sowa Financial Group, city: Lincoln, state: RI, value: 153, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107646/; rank: 13, crd: 108705, firm: The Retirement Planning Company of New England, Inc., city: Warwick, state: RI, value: 136, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108705/; rank: 14, crd: 108141, firm: Hall Capital Management Company, Inc., city: Barrington, state: RI, value: 121, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108141/; rank: 15, crd: 109922, firm: Lincoln Capital Corporation, city: East Greenwich, state: RI, value: 116, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109922/; rank: 16, crd: 167122, firm: Axis Wealth Partners, LLC, city: East Providence, state: RI, value: 98, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167122/; rank: 17, crd: 123910, firm: Signet Investment Advisory Group, Inc., city: Providence, state: RI, value: 97, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123910/; rank: 18, crd: 150515, firm: Financial Independence, LLC, city: Warwick, state: RI, value: 87, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/150515/; rank: 19, crd: 118113, firm: Arlen Capital, LLC, city: Warwick, state: RI, value: 83, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118113/; rank: 19, crd: 341084, firm: Veritas Wealth Management, city: North Kingstown, state: RI, value: 83, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341084/; rank: 21, crd: 105031, firm: First Financial Advisory Services Inc, city: Westerly, state: RI, value: 76, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105031/; rank: 22, crd: 152001, firm: Alpha Dog Advisors, Ruff, city: Cranston, state: RI, value: 75, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/152001/; rank: 23, crd: 45452, firm: Wealth Management Resources, Inc., city: Smithfield, state: RI, value: 69, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/45452/; rank: 24, crd: 170361, firm: Mystic Asset Management, city: Warwick, state: RI, value: 68, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170361/; rank: 25, crd: 108047, firm: Weybosset Research & Management, LLC, city: Providence, state: RI, value: 67, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108047/; rank: 25, crd: 297527, firm: Canton Hathaway LLC, city: Providence, state: RI, value: 67, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297527/; rank: 27, crd: 321763, firm: Eisenhilfer Capital LLC, city: Lincoln, state: RI, value: 62, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321763/; rank: 28, crd: 119631, firm: D & P Investment Advisors, Ltd., city: Wakefield, state: RI, value: 58, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119631/; rank: 29, crd: 120465, firm: Eliot Rose Wealth Management, LLC, city: Providence, state: RI, value: 53, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/120465/; rank: 30, crd: 104929, firm: Slocum, Gordon & Co. LLP, city: Newport, state: RI, value: 51, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104929/; rank: 31, crd: 300200, firm: CB Capital LLC, city: North Smithfield, state: RI, value: 43, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/300200/; rank: 32, crd: 299102, firm: Breachway Investments, LLC, city: Charlestown, state: RI, value: 41, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299102/; rank: 32, crd: 311956, firm: Jones Fiduciary Wealth Management LLC, city: Pawtucket, state: RI, value: 41, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311956/; rank: 34, crd: 109013, firm: Sheeley & Partners Wealth Management, LLC, city: Providence, state: RI, value: 31, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109013/; rank: 35, crd: 134804, firm: Ncu Investment Solutions, city: Smithfiled, state: RI, value: 30, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/134804/; rank: 35, crd: 164675, firm: Wickford Wealth Management, LLC, city: North Kingstown, state: RI, value: 30, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/164675/; rank: 37, crd: 326003, firm: Truefocus Financial Partners, city: North Kingstown, state: RI, value: 26, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326003/; rank: 38, crd: 119510, firm: Blue Chip Financial Advisors, LLC, city: East Providence, state: RI, value: 25, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119510/; rank: 39, crd: 323417, firm: Old Forge Wealth Management, LLC, city: Warwick, state: RI, value: 24, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323417/; rank: 40, crd: 284790, firm: Merlin Asset Management, city: Newport, state: RI, value: 22, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284790/; rank: 40, crd: 305991, firm: Experience Your Wealth, LLC, city: Bristol, state: RI, value: 22, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305991/; rank: 42, crd: 110484, firm: Creative Resources Investment Advisors LLC, city: Cranston, state: RI, value: 20, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110484/; rank: 43, crd: 323211, firm: Invest Track Financial, LLC, city: Wakefield, state: RI, value: 19, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323211/; rank: 44, crd: 129164, firm: Cornerstone Investment Services, city: Providence, state: RI, value: 18, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/129164/; rank: 44, crd: 174699, firm: Balanced Wealth Management, LLC., city: West Warwick, state: RI, value: 18, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/174699/; rank: 46, crd: 119777, firm: Hacket Asset Management, Inc., city: Warwick, state: RI, value: 14, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119777/; rank: 47, crd: 318804, firm: Bulldog Financial Planning LLC, city: Cumberland, state: RI, value: 12, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318804/; rank: 48, crd: 321170, firm: JBP Financial LLC, city: North Smithfield, state: RI, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321170/; rank: 48, crd: 323650, firm: South County Wealth Planning, city: Saunderstown, state: RI, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323650/; rank: 50, crd: 120178, firm: Charles J. Means & Co., LLC, city: Providence, state: RI, value: 9, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/120178/; rank: 50, crd: 281437, firm: Bountiful Investment Management LLC, city: Rumford, state: RI, value: 9, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/281437/; rank: 52, crd: 139651, firm: Brown Advisory Group, LLC, city: East Providence, state: RI, value: 7, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/139651/; rank: 53, crd: 105502, firm: Van Liew Capital Inc, city: Providence, state: RI, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105502/; rank: 53, crd: 129615, firm: The Capital Group, city: Warwick, state: RI, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/129615/; rank: 55, crd: 283922, firm: Efficient Capital Strategies, LLC, city: Barrington, state: RI, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/283922/; rank: 55, crd: 289141, firm: MB Financial Planning LLC, city: Richmond, state: RI, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/289141/; rank: 57, crd: 165515, firm: J.P. Diversified Asset Management LLC, city: East Greenwich, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/165515/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most high net worth clients, nationally](https://advisoriq.com/ria/rankings/most-hnw-clients/)
- [RIA market data for Rhode Island](https://advisoriq.com/ria/states/rhode-island/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-hnw-clients/rhode-island/

License: https://advisoriq.com/license/