{"type":"ria_ranking","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs with the most high net worth clients in Rhode Island","lead":"As of October 2, 2026, Young Richard C & Co Ltd ranked #1 in Rhode Island in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 505.","as_of":"2026-10-02","facts":{"ranking":"Independent RIAs with the most high net worth clients","how_it_is_computed":"Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.","unit":"count","scope":"Rhode Island","firms_listed":57,"rows":[{"rank":1,"crd":105866,"firm":"Young Richard C & Co Ltd","city":"Newport","state":"RI","value":505,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105866/"},{"rank":2,"crd":296475,"firm":"Wealthcare Investment Partners LLC","city":"Portsmouth","state":"RI","value":461,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/296475/"},{"rank":3,"crd":157959,"firm":"Capital Wealth Management, LLC","city":"West Warwick","state":"RI","value":423,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/157959/"},{"rank":4,"crd":143912,"firm":"Forbes Financial Planning, Inc.","city":"East Greenwich","state":"RI","value":409,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/143912/"},{"rank":5,"crd":108451,"firm":"Blue Fin Capital, Inc.","city":"Warren","state":"RI","value":402,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108451/"},{"rank":6,"crd":106295,"firm":"Parsons Capital Management Inc","city":"Providence","state":"RI","value":381,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106295/"},{"rank":7,"crd":108868,"firm":"Professional Planning Group","city":"Westerly","state":"RI","value":378,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108868/"},{"rank":8,"crd":124636,"firm":"Strategicpoint Investment Advisors LLC","city":"Providence","state":"RI","value":305,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/124636/"},{"rank":9,"crd":107565,"firm":"Newman Dignan & Sheerar, Inc","city":"Providence","state":"RI","value":249,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107565/"},{"rank":10,"crd":109114,"firm":"SK Wealth Management, LLC","city":"Providence","state":"RI","value":179,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109114/"},{"rank":11,"crd":296271,"firm":"McGuire Wealth Management","city":"Wakefield","state":"RI","value":175,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/296271/"},{"rank":12,"crd":107646,"firm":"Sowa Financial Group","city":"Lincoln","state":"RI","value":153,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107646/"},{"rank":13,"crd":108705,"firm":"The Retirement Planning Company of New England, Inc.","city":"Warwick","state":"RI","value":136,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108705/"},{"rank":14,"crd":108141,"firm":"Hall Capital Management Company, Inc.","city":"Barrington","state":"RI","value":121,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108141/"},{"rank":15,"crd":109922,"firm":"Lincoln Capital Corporation","city":"East Greenwich","state":"RI","value":116,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109922/"},{"rank":16,"crd":167122,"firm":"Axis Wealth Partners, LLC","city":"East Providence","state":"RI","value":98,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/167122/"},{"rank":17,"crd":123910,"firm":"Signet Investment Advisory Group, Inc.","city":"Providence","state":"RI","value":97,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/123910/"},{"rank":18,"crd":150515,"firm":"Financial Independence, LLC","city":"Warwick","state":"RI","value":87,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/150515/"},{"rank":19,"crd":118113,"firm":"Arlen Capital, LLC","city":"Warwick","state":"RI","value":83,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118113/"},{"rank":19,"crd":341084,"firm":"Veritas Wealth Management","city":"North Kingstown","state":"RI","value":83,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/341084/"},{"rank":21,"crd":105031,"firm":"First Financial Advisory Services Inc","city":"Westerly","state":"RI","value":76,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105031/"},{"rank":22,"crd":152001,"firm":"Alpha Dog Advisors, Ruff","city":"Cranston","state":"RI","value":75,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/152001/"},{"rank":23,"crd":45452,"firm":"Wealth Management Resources, Inc.","city":"Smithfield","state":"RI","value":69,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/45452/"},{"rank":24,"crd":170361,"firm":"Mystic Asset Management","city":"Warwick","state":"RI","value":68,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/170361/"},{"rank":25,"crd":108047,"firm":"Weybosset Research & Management, LLC","city":"Providence","state":"RI","value":67,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108047/"},{"rank":25,"crd":297527,"firm":"Canton Hathaway LLC","city":"Providence","state":"RI","value":67,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/297527/"},{"rank":27,"crd":321763,"firm":"Eisenhilfer Capital LLC","city":"Lincoln","state":"RI","value":62,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/321763/"},{"rank":28,"crd":119631,"firm":"D & P Investment Advisors, Ltd.","city":"Wakefield","state":"RI","value":58,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/119631/"},{"rank":29,"crd":120465,"firm":"Eliot Rose Wealth Management, LLC","city":"Providence","state":"RI","value":53,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/120465/"},{"rank":30,"crd":104929,"firm":"Slocum, Gordon & Co. LLP","city":"Newport","state":"RI","value":51,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/104929/"},{"rank":31,"crd":300200,"firm":"CB Capital LLC","city":"North Smithfield","state":"RI","value":43,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/300200/"},{"rank":32,"crd":299102,"firm":"Breachway Investments, LLC","city":"Charlestown","state":"RI","value":41,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299102/"},{"rank":32,"crd":311956,"firm":"Jones Fiduciary Wealth Management LLC","city":"Pawtucket","state":"RI","value":41,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/311956/"},{"rank":34,"crd":109013,"firm":"Sheeley & Partners Wealth Management, LLC","city":"Providence","state":"RI","value":31,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109013/"},{"rank":35,"crd":134804,"firm":"Ncu Investment Solutions","city":"Smithfiled","state":"RI","value":30,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/134804/"},{"rank":35,"crd":164675,"firm":"Wickford Wealth Management, LLC","city":"North Kingstown","state":"RI","value":30,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/164675/"},{"rank":37,"crd":326003,"firm":"Truefocus Financial Partners","city":"North Kingstown","state":"RI","value":26,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/326003/"},{"rank":38,"crd":119510,"firm":"Blue Chip Financial Advisors, LLC","city":"East Providence","state":"RI","value":25,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/119510/"},{"rank":39,"crd":323417,"firm":"Old Forge Wealth Management, LLC","city":"Warwick","state":"RI","value":24,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323417/"},{"rank":40,"crd":284790,"firm":"Merlin Asset Management","city":"Newport","state":"RI","value":22,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/284790/"},{"rank":40,"crd":305991,"firm":"Experience Your Wealth, LLC","city":"Bristol","state":"RI","value":22,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305991/"},{"rank":42,"crd":110484,"firm":"Creative Resources Investment Advisors LLC","city":"Cranston","state":"RI","value":20,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/110484/"},{"rank":43,"crd":323211,"firm":"Invest Track Financial, LLC","city":"Wakefield","state":"RI","value":19,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323211/"},{"rank":44,"crd":129164,"firm":"Cornerstone Investment Services","city":"Providence","state":"RI","value":18,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/129164/"},{"rank":44,"crd":174699,"firm":"Balanced Wealth Management, LLC.","city":"West Warwick","state":"RI","value":18,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/174699/"},{"rank":46,"crd":119777,"firm":"Hacket Asset Management, Inc.","city":"Warwick","state":"RI","value":14,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/119777/"},{"rank":47,"crd":318804,"firm":"Bulldog Financial Planning LLC","city":"Cumberland","state":"RI","value":12,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/318804/"},{"rank":48,"crd":321170,"firm":"JBP Financial LLC","city":"North Smithfield","state":"RI","value":10,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/321170/"},{"rank":48,"crd":323650,"firm":"South County Wealth Planning","city":"Saunderstown","state":"RI","value":10,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323650/"},{"rank":50,"crd":120178,"firm":"Charles J. Means & Co., LLC","city":"Providence","state":"RI","value":9,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/120178/"},{"rank":50,"crd":281437,"firm":"Bountiful Investment Management LLC","city":"Rumford","state":"RI","value":9,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/281437/"},{"rank":52,"crd":139651,"firm":"Brown Advisory Group, LLC","city":"East Providence","state":"RI","value":7,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/139651/"},{"rank":53,"crd":105502,"firm":"Van Liew Capital Inc","city":"Providence","state":"RI","value":6,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105502/"},{"rank":53,"crd":129615,"firm":"The Capital Group","city":"Warwick","state":"RI","value":6,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/129615/"},{"rank":55,"crd":283922,"firm":"Efficient Capital Strategies, LLC","city":"Barrington","state":"RI","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/283922/"},{"rank":55,"crd":289141,"firm":"MB Financial Planning LLC","city":"Richmond","state":"RI","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/289141/"},{"rank":57,"crd":165515,"firm":"J.P. Diversified Asset Management LLC","city":"East Greenwich","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/165515/"}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"Independent RIAs with the most high net worth clients, nationally","url":"https://advisoriq.com/ria/rankings/most-hnw-clients/"},{"title":"RIA market data for Rhode Island","url":"https://advisoriq.com/ria/states/rhode-island/"},{"title":"All RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.","Each ranking lists at most the top 100 firms."],"url":"https://advisoriq.com/ria/rankings/most-hnw-clients/rhode-island/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-hnw-clients/rhode-island/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}