{"type":"ria_ranking","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs with the most clients in Vermont","lead":"As of October 2, 2026, Maple Capital Management, Inc. ranked #1 in Vermont in AdvisorIQ's ranking of independent RIAs with the most clients, with 1,599.","as_of":"2026-10-02","facts":{"ranking":"Independent RIAs with the most clients","how_it_is_computed":"Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked \"fewer than 5 clients\" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.","unit":"count","scope":"Vermont","firms_listed":53,"rows":[{"rank":1,"crd":130209,"firm":"Maple Capital Management, Inc.","city":"Montpelier","state":"VT","value":1599,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/130209/"},{"rank":2,"crd":284335,"firm":"One Day in July LLC","city":"Burlington","state":"VT","value":1381,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/284335/"},{"rank":3,"crd":165525,"firm":"Silverlake Wealth Management LLC","city":"Williston","state":"VT","value":1072,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/165525/"},{"rank":4,"crd":108045,"firm":"Hanson & Doremus Investment Management","city":"Burlington","state":"VT","value":622,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108045/"},{"rank":5,"crd":105057,"firm":"Broadlake Financial Management","city":"South Burlington","state":"VT","value":463,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105057/"},{"rank":6,"crd":327552,"firm":"44 North Capital, LLC","city":"Burlington","state":"VT","value":438,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/327552/"},{"rank":7,"crd":154744,"firm":"Marble Trail Advisors","city":"Middlebury","state":"VT","value":375,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/154744/"},{"rank":8,"crd":312253,"firm":"Antoine Williams & Associates Wealth Management, LLC","city":"Shelburne","state":"VT","value":336,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/312253/"},{"rank":9,"crd":165310,"firm":"Quantum Leap Capital, LLC","city":"South Burlington","state":"VT","value":333,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/165310/"},{"rank":10,"crd":110928,"firm":"Prentiss Smith & Company, Inc.","city":"Brattleboro","state":"VT","value":319,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/110928/"},{"rank":11,"crd":312716,"firm":"Equinox Financial Advisors, Inc.","city":"Manchester Center","state":"VT","value":312,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/312716/"},{"rank":12,"crd":323281,"firm":"Stage 2 Planning Partners LLC","city":"S Burlington","state":"VT","value":308,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323281/"},{"rank":13,"crd":137038,"firm":"Williams Financial, LLC","city":"North Bennington","state":"VT","value":271,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/137038/"},{"rank":14,"crd":124801,"firm":"Pathway Financial Advisors, LLC","city":"South Burlington","state":"VT","value":259,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/124801/"},{"rank":15,"crd":104826,"firm":"Clean Yield Asset Management","city":"Norwich","state":"VT","value":257,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/104826/"},{"rank":16,"crd":341785,"firm":"Silver Birch Financial LLC","city":"Middlebury","state":"VT","value":247,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/341785/"},{"rank":17,"crd":110003,"firm":"Manchester Capital Management LLC","city":"Manchester","state":"VT","value":243,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/110003/"},{"rank":17,"crd":130825,"firm":"Rock Point Advisors, LLC","city":"Burlington","state":"VT","value":243,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/130825/"},{"rank":19,"crd":106749,"firm":"M. Kraus & Company","city":"Shelburne","state":"VT","value":228,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106749/"},{"rank":20,"crd":110526,"firm":"Farrow Financial Inc","city":"South Burlington","state":"VT","value":196,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/110526/"},{"rank":21,"crd":106450,"firm":"Intrack Investment Management, Inc.","city":"South Burlington","state":"VT","value":189,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106450/"},{"rank":22,"crd":305655,"firm":"Westview Investment Advisors","city":"Burlington","state":"VT","value":169,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305655/"},{"rank":23,"crd":285378,"firm":"Copper Leaf Financial, LLC","city":"Williston","state":"VT","value":165,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/285378/"},{"rank":24,"crd":109493,"firm":"Otto & Associates, Inc.","city":"Norwich","state":"VT","value":152,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109493/"},{"rank":25,"crd":141905,"firm":"Poulos Advisors, Inc.","city":"South Burlington","state":"VT","value":133,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/141905/"},{"rank":26,"crd":116346,"firm":"Milne Financial Planning, Inc.","city":"St. Johnsbury","state":"VT","value":131,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/116346/"},{"rank":27,"crd":107896,"firm":"Hutner Capital Management Inc.","city":"Manchester","state":"VT","value":120,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107896/"},{"rank":28,"crd":299845,"firm":"HWC Financial","city":"Manchester Center","state":"VT","value":113,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299845/"},{"rank":29,"crd":329924,"firm":"Greenhill Financial Partners","city":"Rutland","state":"VT","value":106,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/329924/"},{"rank":30,"crd":333737,"firm":"The Alchemists, LLC","city":"Stamford","state":"VT","value":93,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/333737/"},{"rank":31,"crd":322908,"firm":"Oak Maple Finance, LLC","city":"Burlington","state":"VT","value":84,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/322908/"},{"rank":32,"crd":116184,"firm":"Emg","city":"South Burlington","state":"VT","value":80,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/116184/"},{"rank":33,"crd":170555,"firm":"True North Financial Planning, LLC","city":"South Burlington","state":"VT","value":78,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/170555/"},{"rank":34,"crd":141397,"firm":"Pochop Financial Management, Inc.","city":"South Burlington","state":"VT","value":71,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/141397/"},{"rank":35,"crd":323315,"firm":"AFS Wealth Management LLC","city":"Chester","state":"VT","value":62,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323315/"},{"rank":36,"crd":167342,"firm":"Fenwick Investments, LLC","city":"White River Junction","state":"VT","value":45,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/167342/"},{"rank":37,"crd":172299,"firm":"The Alchemist Fund","city":"Montpelier","state":"VT","value":43,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/172299/"},{"rank":37,"crd":299867,"firm":"Soaring Wealth LLC","city":"Bristol","state":"VT","value":43,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299867/"},{"rank":39,"crd":164893,"firm":"Sterling Range Financial Management, LLC","city":"Jericho","state":"VT","value":42,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/164893/"},{"rank":40,"crd":144862,"firm":"Arque Advisors, LLC","city":"Morgan","state":"VT","value":34,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/144862/"},{"rank":41,"crd":168180,"firm":"B.W. Belisle Planning & Strategy Company LLC","city":"South Burlington","state":"VT","value":31,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/168180/"},{"rank":42,"crd":332847,"firm":"Blue Slate Investment Management","city":"Burlington","state":"VT","value":23,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/332847/"},{"rank":43,"crd":306067,"firm":"Alpenglow Advisors LLC","city":"Killington","state":"VT","value":22,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/306067/"},{"rank":44,"crd":116191,"firm":"Gerard Asset Management, L.L.C.","city":"Waterford","state":"VT","value":20,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/116191/"},{"rank":45,"crd":329816,"firm":"Shipwright Advisors","city":"Burlington","state":"VT","value":18,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/329816/"},{"rank":46,"crd":324526,"firm":"Evergreen RIA, LLC","city":"Dorset","state":"VT","value":16,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/324526/"},{"rank":47,"crd":154148,"firm":"DWV Advisors, LLC","city":"Essex Junction","state":"VT","value":15,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/154148/"},{"rank":48,"crd":170534,"firm":"Birchview Capital, LP","city":"Burlington","state":"VT","value":12,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/170534/"},{"rank":49,"crd":115640,"firm":"Ams Management","city":"Essex Junction","state":"VT","value":11,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/115640/"},{"rank":49,"crd":329756,"firm":"Veteran Wealth Planning","city":"Ferrisburgh","state":"VT","value":11,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/329756/"},{"rank":51,"crd":170290,"firm":"BTV Capital LLC","city":"East Burke","state":"VT","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/170290/"},{"rank":52,"crd":330000,"firm":"Elephant Corner Financial","city":"Burlington","state":"VT","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/330000/"},{"rank":53,"crd":322839,"firm":"Long Advisors LLC","city":"Middlesex","state":"VT","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/322839/"}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"Independent RIAs with the most clients, nationally","url":"https://advisoriq.com/ria/rankings/most-clients/"},{"title":"RIA market data for Vermont","url":"https://advisoriq.com/ria/states/vermont/"},{"title":"All RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.","Each ranking lists at most the top 100 firms."],"url":"https://advisoriq.com/ria/rankings/most-clients/vermont/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-clients/vermont/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}