# Independent RIAs with the most clients in North Carolina

As of October 2, 2026, Independent Advisor Alliance, LLC ranked #1 in North Carolina in AdvisorIQ's ranking of independent RIAs with the most clients, with 45,535.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-clients/north-carolina/

## Facts

- ranking: Independent RIAs with the most clients
- how_it_is_computed: Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked "fewer than 5 clients" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: North Carolina
- firms_listed: 100
- rows: rank: 1, crd: 168267, firm: Independent Advisor Alliance, LLC, city: Charlotte, state: NC, value: 45535, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168267/; rank: 2, crd: 166311, firm: Planvision, LLC, city: Fuquay-Varina, state: NC, value: 14740, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/166311/; rank: 3, crd: 157423, firm: Alphastar Capital Management, city: Cornelius, state: NC, value: 8553, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157423/; rank: 4, crd: 158667, firm: Verity Asset Management, city: Durham, state: NC, value: 5843, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/158667/; rank: 5, crd: 325631, firm: SLP Wealth, city: Durham, state: NC, value: 3446, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/325631/; rank: 6, crd: 289971, firm: Cornerstone Wealth, city: Huntersville, state: NC, value: 2556, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/289971/; rank: 7, crd: 173011, firm: Founders Financial Alliance, LLC, city: Raleigh, state: NC, value: 2413, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/173011/; rank: 8, crd: 305412, firm: Guardian Wealth Advisors, LLC, city: Raleigh, state: NC, value: 2262, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305412/; rank: 9, crd: 305772, firm: IP Financial Advisory Services LLC, city: Charlotte, state: NC, value: 2001, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305772/; rank: 10, crd: 108199, firm: Woodard & Co Asset Management Group Inc, city: Bermuda Run, state: NC, value: 1832, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108199/; rank: 11, crd: 108780, firm: Bragg Financial Advisors Inc, city: Charlotte, state: NC, value: 1621, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108780/; rank: 12, crd: 118412, firm: Phoenix Wealth Advisors Inc., city: Chapel Hill, state: NC, value: 1592, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118412/; rank: 13, crd: 288557, firm: Linden Thomas Advisory Services, LLC, city: Charlotte, state: NC, value: 1366, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/288557/; rank: 14, crd: 104855, firm: Salem Investment Counselors Inc, city: Winston Salem, state: NC, value: 1361, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104855/; rank: 15, crd: 104591, firm: Capital Investment Counsel Inc, city: Raleigh, state: NC, value: 1271, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104591/; rank: 16, crd: 174411, firm: Insight Folios, city: Charlotte, state: NC, value: 1262, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/174411/; rank: 17, crd: 313334, firm: Everstar Asset Management, LLC, city: Mooresville, state: NC, value: 1132, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/313334/; rank: 18, crd: 129614, firm: Smith Salley Wealth Management, city: Greensboro, state: NC, value: 1129, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/129614/; rank: 19, crd: 133038, firm: Allen Wealth Management, LLC, city: Boone, state: NC, value: 1113, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/133038/; rank: 20, crd: 312556, firm: Beacon Wealthcare LLC, city: Raleigh, state: NC, value: 911, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/312556/; rank: 21, crd: 144978, firm: Semmax Financial Advisors, Inc., city: Winston-Salem, state: NC, value: 896, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/144978/; rank: 22, crd: 118443, firm: Financial Symmetry Inc., city: Raleigh, state: NC, value: 873, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118443/; rank: 23, crd: 106865, firm: Whitener Capital Management, Inc, city: Rocky Mount, state: NC, value: 851, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106865/; rank: 24, crd: 127658, firm: Kensington Financial Group, Inc., city: Winston-Salem, state: NC, value: 763, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/127658/; rank: 25, crd: 117949, firm: Novare Capital Management, city: Charlotte, state: NC, value: 757, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117949/; rank: 26, crd: 118742, firm: Opus Financial Advisors, Inc., city: Statesville, state: NC, value: 748, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118742/; rank: 27, crd: 168494, firm: Hobart Wealth, city: Charlotte, state: NC, value: 736, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168494/; rank: 28, crd: 118442, firm: Capital Advisers, Inc., city: Raleigh, state: NC, value: 723, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118442/; rank: 29, crd: 154116, firm: Aspire Private Capital, city: Cornelius, state: NC, value: 709, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/154116/; rank: 30, crd: 337870, firm: Mauney-Pitt Financial Management, Inc., city: Shelby, state: NC, value: 705, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337870/; rank: 31, crd: 145334, firm: Hunter Street Investment Advisors LLC, city: Apex, state: NC, value: 702, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/145334/; rank: 32, crd: 297369, firm: Reliant Investment Partners, LLC, city: Pinehurst, state: NC, value: 696, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297369/; rank: 33, crd: 304642, firm: Absher Wealth Management, LLC, city: Chapel Hill, state: NC, value: 691, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/304642/; rank: 34, crd: 307377, firm: Your Capital Financial, LLC, city: Winston Salem, state: NC, value: 678, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/307377/; rank: 35, crd: 167017, firm: Colony Family Offices, LLC, city: Charlotte, state: NC, value: 656, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167017/; rank: 36, crd: 110592, firm: Gragg Financial, city: Shelby, state: NC, value: 654, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110592/; rank: 37, crd: 131393, firm: Carolina Wealth Management, Inc., city: Greenville, state: NC, value: 646, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/131393/; rank: 38, crd: 114471, firm: Three Magnolias Financial Advisors, city: Winston Salem, state: NC, value: 618, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/114471/; rank: 39, crd: 152397, firm: A4 Wealth Advisors LLC, city: Huntersville, state: NC, value: 595, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/152397/; rank: 40, crd: 289096, firm: Adaptfirst Investments LLC, city: Kernersville, state: NC, value: 589, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/289096/; rank: 41, crd: 283014, firm: Hilltop Wealth Advisors, LLC, city: Chapel Hill, state: NC, value: 588, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/283014/; rank: 42, crd: 320643, firm: Terra Wealth, city: High Point, state: NC, value: 572, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/320643/; rank: 43, crd: 118469, firm: Laurel Wealth Advisors, LLC, city: Charlotte, state: NC, value: 547, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118469/; rank: 44, crd: 148156, firm: Triangle Wealth Management, city: Raleigh, state: NC, value: 525, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/148156/; rank: 45, crd: 316415, firm: Tradewinds, LLC, city: Raleigh, state: NC, value: 505, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/316415/; rank: 46, crd: 154092, firm: Quest 10 Wealth Builders, Inc., city: Fuquay-Varina, state: NC, value: 504, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/154092/; rank: 47, crd: 135008, firm: Strathmore Capital Advisors, city: Charlotte, state: NC, value: 501, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/135008/; rank: 48, crd: 132912, firm: Wilson Wealth Management Group, L. L. C., city: Charlotte, state: NC, value: 487, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/132912/; rank: 49, crd: 139562, firm: Shankland Financial Advisors, LLC, city: Flat Rock, state: NC, value: 486, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/139562/; rank: 49, crd: 148659, firm: Old North State Wealth Management, LLC, city: Wilmington, state: NC, value: 486, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/148659/; rank: 51, crd: 328530, firm: Tar River Wealth Planning, LLC, city: Louisburg, state: NC, value: 483, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/328530/; rank: 51, crd: 337709, firm: Pursuit Wealth Strategies, LLC, city: Raleigh, state: NC, value: 483, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337709/; rank: 53, crd: 111077, firm: Arbor Investment Advisors, city: Winston Salem, state: NC, value: 478, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/111077/; rank: 54, crd: 118823, firm: Carolina Financial Advisors, Inc., city: Greensboro, state: NC, value: 477, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118823/; rank: 55, crd: 149538, firm: Raleigh Capital Management Inc., city: Cary, state: NC, value: 470, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/149538/; rank: 56, crd: 128365, firm: Colton Groome Financial Advisors, LLC, city: Asheville, state: NC, value: 463, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/128365/; rank: 57, crd: 298968, firm: Scholar Financial Advising, LLC, city: Winston-Salem, state: NC, value: 461, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/298968/; rank: 58, crd: 118205, firm: Collegiate Capital Management, Inc., city: Raleigh, state: NC, value: 457, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118205/; rank: 59, crd: 173120, firm: Act Advisors, city: Asheville, state: NC, value: 453, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/173120/; rank: 60, crd: 156564, firm: Worth Advisors, city: Charlotte, state: NC, value: 451, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/156564/; rank: 61, crd: 311528, firm: Cordgrass Capital Advisors, LLC, city: Raleigh, state: NC, value: 448, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311528/; rank: 62, crd: 118519, firm: Physicians Financial Services, Inc., city: Raleigh, state: NC, value: 440, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118519/; rank: 63, crd: 174631, firm: Providence Capital Advisors, LLC, city: Charlotte, state: NC, value: 429, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/174631/; rank: 64, crd: 166886, firm: Cornerstone Wealth Planning, city: Charlotte, state: NC, value: 426, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/166886/; rank: 65, crd: 105710, firm: Sheets Smith Wealth Management, city: Winston Salem, state: NC, value: 423, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105710/; rank: 66, crd: 323302, firm: Cannon Wealth Management Services, city: Winston Salem, state: NC, value: 418, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323302/; rank: 67, crd: 301058, firm: Verum Partners LLC, city: Charlotte, state: NC, value: 408, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/301058/; rank: 68, crd: 108216, firm: Townsend Asset Management Corp., city: Raleigh, state: NC, value: 404, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108216/; rank: 69, crd: 158798, firm: Horizon Financial Services, LLC, city: Winston Salem, state: NC, value: 395, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/158798/; rank: 70, crd: 159212, firm: Sycamore Financial Planning, LLC, city: Durham, state: NC, value: 384, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/159212/; rank: 71, crd: 332312, firm: Wealthpoint Advisors, city: Cramerton, state: NC, value: 380, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332312/; rank: 72, crd: 134006, firm: First Financial Group, city: Raleigh, state: NC, value: 378, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/134006/; rank: 73, crd: 157852, firm: Tilia Fiduciary Partners, Inc., city: Wilmington, state: NC, value: 368, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157852/; rank: 74, crd: 167102, firm: Cascades Capital Asset Management, LLC, city: Greensboro, state: NC, value: 358, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167102/; rank: 75, crd: 268828, firm: Aurora Strategic Advisors, LLC, city: Lumberton, state: NC, value: 356, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/268828/; rank: 76, crd: 116760, firm: Bluesky Wealth Advisors, LLC, city: New Bern, state: NC, value: 351, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116760/; rank: 76, crd: 142615, firm: White Oak Financial Management, Inc, city: Asheville, state: NC, value: 351, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/142615/; rank: 78, crd: 314842, firm: Strategic Advisory Partners, city: Greensboro, state: NC, value: 346, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/314842/; rank: 79, crd: 160615, firm: Falcon Financial, city: Salisbury, state: NC, value: 342, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/160615/; rank: 79, crd: 311298, firm: Dovetail Financial Group LLC, city: Wilmington, state: NC, value: 342, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311298/; rank: 81, crd: 329845, firm: WMC Capital Management, LLC, city: Concord, state: NC, value: 340, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/329845/; rank: 82, crd: 106530, firm: Holderness Investments Co, city: Greensboro, state: NC, value: 339, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106530/; rank: 83, crd: 117816, firm: Kuhn Advisors, Inc., city: Durham, state: NC, value: 335, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117816/; rank: 84, crd: 317067, firm: Peace of Mind Wealth Management, city: Raleigh, state: NC, value: 329, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/317067/; rank: 85, crd: 330324, firm: Blue Financial, city: Charlotte, state: NC, value: 324, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330324/; rank: 86, crd: 314351, firm: Family Legacy Financial Solutions, LLC, city: Cary, state: NC, value: 315, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/314351/; rank: 87, crd: 108076, firm: Cardinal Capital Management Inc, city: Raleigh, state: NC, value: 305, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108076/; rank: 87, crd: 118775, firm: Strategic Planning Corporation, city: Colfax, state: NC, value: 305, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118775/; rank: 89, crd: 138008, firm: Turning Point Financial, Inc., city: Charlotte, state: NC, value: 300, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/138008/; rank: 89, crd: 287985, firm: Trusttree Financial LLC, city: Huntersville, state: NC, value: 300, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/287985/; rank: 91, crd: 169862, firm: Resolved Financial, city: Winston Salem, state: NC, value: 296, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/169862/; rank: 92, crd: 297243, firm: BSG Advisers, city: Apex, state: NC, value: 294, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297243/; rank: 93, crd: 150271, firm: Independent Financial Solutions Group, city: Morehead City, state: NC, value: 293, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/150271/; rank: 94, crd: 315836, firm: Twin City Private Wealth, LLC, city: Winston-Salem, state: NC, value: 291, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/315836/; rank: 95, crd: 171388, firm: Rhino Wealth Management, city: Belmont, state: NC, value: 288, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/171388/; rank: 96, crd: 121197, firm: Holcombe & McGrath, city: Asheville, state: NC, value: 286, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/121197/; rank: 96, crd: 127457, firm: Horizons Wealth Management, city: Asheville, state: NC, value: 286, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/127457/; rank: 98, crd: 319379, firm: Joel Adams and Associates Inc., city: Asheville, state: NC, value: 284, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/319379/; rank: 99, crd: 313593, firm: H. L. Ormond & Company, LLC, city: Greenville, state: NC, value: 283, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/313593/; rank: 99, crd: 317764, firm: Family Wealth Partners, LLC, city: Matthews, state: NC, value: 283, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/317764/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most clients, nationally](https://advisoriq.com/ria/rankings/most-clients/)
- [RIA market data for North Carolina](https://advisoriq.com/ria/states/north-carolina/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-clients/north-carolina/

License: https://advisoriq.com/license/