# Independent RIAs with the most CFP professionals in Rhode Island

As of October 2, 2026, SK Wealth Management, LLC ranked #1 in Rhode Island in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 5.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-cfp-professionals/rhode-island/

## Facts

- ranking: Independent RIAs with the most CFP professionals
- how_it_is_computed: Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Rhode Island
- firms_listed: 32
- rows: rank: 1, crd: 109114, firm: SK Wealth Management, LLC, city: Providence, state: RI, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109114/; rank: 2, crd: 45452, firm: Wealth Management Resources, Inc., city: Smithfield, state: RI, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/45452/; rank: 2, crd: 106295, firm: Parsons Capital Management Inc, city: Providence, state: RI, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106295/; rank: 2, crd: 107565, firm: Newman Dignan & Sheerar, Inc, city: Providence, state: RI, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107565/; rank: 2, crd: 107646, firm: Sowa Financial Group, city: Lincoln, state: RI, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107646/; rank: 2, crd: 157959, firm: Capital Wealth Management, LLC, city: West Warwick, state: RI, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157959/; rank: 7, crd: 108868, firm: Professional Planning Group, city: Westerly, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108868/; rank: 7, crd: 109922, firm: Lincoln Capital Corporation, city: East Greenwich, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109922/; rank: 7, crd: 134804, firm: Ncu Investment Solutions, city: Smithfiled, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/134804/; rank: 7, crd: 150515, firm: Financial Independence, LLC, city: Warwick, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/150515/; rank: 7, crd: 167122, firm: Axis Wealth Partners, LLC, city: East Providence, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167122/; rank: 7, crd: 305991, firm: Experience Your Wealth, LLC, city: Bristol, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305991/; rank: 7, crd: 323211, firm: Invest Track Financial, LLC, city: Wakefield, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323211/; rank: 7, crd: 326003, firm: Truefocus Financial Partners, city: North Kingstown, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326003/; rank: 7, crd: 342854, firm: Datum Wealth Management, city: Warwick, state: RI, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342854/; rank: 16, crd: 105031, firm: First Financial Advisory Services Inc, city: Westerly, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105031/; rank: 16, crd: 108141, firm: Hall Capital Management Company, Inc., city: Barrington, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108141/; rank: 16, crd: 117649, firm: Coastal Financial Planning, Inc., city: Lincoln, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117649/; rank: 16, crd: 119510, firm: Blue Chip Financial Advisors, LLC, city: East Providence, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119510/; rank: 16, crd: 120465, firm: Eliot Rose Wealth Management, LLC, city: Providence, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/120465/; rank: 16, crd: 123877, firm: Strategic Financial Group, city: Cranston, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123877/; rank: 16, crd: 139651, firm: Brown Advisory Group, LLC, city: East Providence, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/139651/; rank: 16, crd: 143912, firm: Forbes Financial Planning, Inc., city: East Greenwich, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/143912/; rank: 16, crd: 164675, firm: Wickford Wealth Management, LLC, city: North Kingstown, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/164675/; rank: 16, crd: 174699, firm: Balanced Wealth Management, LLC., city: West Warwick, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/174699/; rank: 16, crd: 299102, firm: Breachway Investments, LLC, city: Charlestown, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299102/; rank: 16, crd: 300200, firm: CB Capital LLC, city: North Smithfield, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/300200/; rank: 16, crd: 311956, firm: Jones Fiduciary Wealth Management LLC, city: Pawtucket, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311956/; rank: 16, crd: 318804, firm: Bulldog Financial Planning LLC, city: Cumberland, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318804/; rank: 16, crd: 321763, firm: Eisenhilfer Capital LLC, city: Lincoln, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321763/; rank: 16, crd: 323650, firm: South County Wealth Planning, city: Saunderstown, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323650/; rank: 16, crd: 323707, firm: Rhodeway Financial, city: Providence, state: RI, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323707/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most CFP professionals, nationally](https://advisoriq.com/ria/rankings/most-cfp-professionals/)
- [RIA market data for Rhode Island](https://advisoriq.com/ria/states/rhode-island/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/rhode-island/

License: https://advisoriq.com/license/