{"type":"ria_ranking","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs with the most CFP professionals in Rhode Island","lead":"As of October 2, 2026, SK Wealth Management, LLC ranked #1 in Rhode Island in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 5.","as_of":"2026-10-02","facts":{"ranking":"Independent RIAs with the most CFP professionals","how_it_is_computed":"Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.","unit":"count","scope":"Rhode Island","firms_listed":32,"rows":[{"rank":1,"crd":109114,"firm":"SK Wealth Management, LLC","city":"Providence","state":"RI","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109114/"},{"rank":2,"crd":45452,"firm":"Wealth Management Resources, Inc.","city":"Smithfield","state":"RI","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/45452/"},{"rank":2,"crd":106295,"firm":"Parsons Capital Management Inc","city":"Providence","state":"RI","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106295/"},{"rank":2,"crd":107565,"firm":"Newman Dignan & Sheerar, Inc","city":"Providence","state":"RI","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107565/"},{"rank":2,"crd":107646,"firm":"Sowa Financial Group","city":"Lincoln","state":"RI","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107646/"},{"rank":2,"crd":157959,"firm":"Capital Wealth Management, LLC","city":"West Warwick","state":"RI","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/157959/"},{"rank":7,"crd":108868,"firm":"Professional Planning Group","city":"Westerly","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108868/"},{"rank":7,"crd":109922,"firm":"Lincoln Capital Corporation","city":"East Greenwich","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109922/"},{"rank":7,"crd":134804,"firm":"Ncu Investment Solutions","city":"Smithfiled","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/134804/"},{"rank":7,"crd":150515,"firm":"Financial Independence, LLC","city":"Warwick","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/150515/"},{"rank":7,"crd":167122,"firm":"Axis Wealth Partners, LLC","city":"East Providence","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/167122/"},{"rank":7,"crd":305991,"firm":"Experience Your Wealth, LLC","city":"Bristol","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305991/"},{"rank":7,"crd":323211,"firm":"Invest Track Financial, LLC","city":"Wakefield","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323211/"},{"rank":7,"crd":326003,"firm":"Truefocus Financial Partners","city":"North Kingstown","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/326003/"},{"rank":7,"crd":342854,"firm":"Datum Wealth Management","city":"Warwick","state":"RI","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/342854/"},{"rank":16,"crd":105031,"firm":"First Financial Advisory Services Inc","city":"Westerly","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105031/"},{"rank":16,"crd":108141,"firm":"Hall Capital Management Company, Inc.","city":"Barrington","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108141/"},{"rank":16,"crd":117649,"firm":"Coastal Financial Planning, Inc.","city":"Lincoln","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/117649/"},{"rank":16,"crd":119510,"firm":"Blue Chip Financial Advisors, LLC","city":"East Providence","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/119510/"},{"rank":16,"crd":120465,"firm":"Eliot Rose Wealth Management, LLC","city":"Providence","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/120465/"},{"rank":16,"crd":123877,"firm":"Strategic Financial Group","city":"Cranston","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/123877/"},{"rank":16,"crd":139651,"firm":"Brown Advisory Group, LLC","city":"East Providence","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/139651/"},{"rank":16,"crd":143912,"firm":"Forbes Financial Planning, Inc.","city":"East Greenwich","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/143912/"},{"rank":16,"crd":164675,"firm":"Wickford Wealth Management, LLC","city":"North Kingstown","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/164675/"},{"rank":16,"crd":174699,"firm":"Balanced Wealth Management, LLC.","city":"West Warwick","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/174699/"},{"rank":16,"crd":299102,"firm":"Breachway Investments, LLC","city":"Charlestown","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299102/"},{"rank":16,"crd":300200,"firm":"CB Capital LLC","city":"North Smithfield","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/300200/"},{"rank":16,"crd":311956,"firm":"Jones Fiduciary Wealth Management LLC","city":"Pawtucket","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/311956/"},{"rank":16,"crd":318804,"firm":"Bulldog Financial Planning LLC","city":"Cumberland","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/318804/"},{"rank":16,"crd":321763,"firm":"Eisenhilfer Capital LLC","city":"Lincoln","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/321763/"},{"rank":16,"crd":323650,"firm":"South County Wealth Planning","city":"Saunderstown","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323650/"},{"rank":16,"crd":323707,"firm":"Rhodeway Financial","city":"Providence","state":"RI","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323707/"}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"Independent RIAs with the most CFP professionals, nationally","url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/"},{"title":"RIA market data for Rhode Island","url":"https://advisoriq.com/ria/states/rhode-island/"},{"title":"All RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.","Each ranking lists at most the top 100 firms."],"url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/rhode-island/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/rhode-island/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}