{"type":"ria_ranking","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs with the most CFP professionals in North Carolina","lead":"As of October 2, 2026, Independent Advisor Alliance, LLC ranked #1 in North Carolina in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 73.","as_of":"2026-10-02","facts":{"ranking":"Independent RIAs with the most CFP professionals","how_it_is_computed":"Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.","unit":"count","scope":"North Carolina","firms_listed":116,"rows":[{"rank":1,"crd":168267,"firm":"Independent Advisor Alliance, LLC","city":"Charlotte","state":"NC","value":73,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/168267/"},{"rank":2,"crd":118443,"firm":"Financial Symmetry Inc.","city":"Raleigh","state":"NC","value":14,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118443/"},{"rank":3,"crd":289971,"firm":"Cornerstone Wealth","city":"Huntersville","state":"NC","value":13,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/289971/"},{"rank":3,"crd":305412,"firm":"Guardian Wealth Advisors, LLC","city":"Raleigh","state":"NC","value":13,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305412/"},{"rank":5,"crd":157423,"firm":"Alphastar Capital Management","city":"Cornelius","state":"NC","value":12,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/157423/"},{"rank":6,"crd":108780,"firm":"Bragg Financial Advisors Inc","city":"Charlotte","state":"NC","value":10,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108780/"},{"rank":6,"crd":117949,"firm":"Novare Capital Management","city":"Charlotte","state":"NC","value":10,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/117949/"},{"rank":8,"crd":129614,"firm":"Smith Salley Wealth Management","city":"Greensboro","state":"NC","value":9,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/129614/"},{"rank":8,"crd":283014,"firm":"Hilltop Wealth Advisors, LLC","city":"Chapel Hill","state":"NC","value":9,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/283014/"},{"rank":10,"crd":122545,"firm":"Alpha Financial Advisors, LLC","city":"Charlotte","state":"NC","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/122545/"},{"rank":10,"crd":154804,"firm":"Old Peak Finance","city":"Chapel Hill","state":"NC","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/154804/"},{"rank":10,"crd":301058,"firm":"Verum Partners LLC","city":"Charlotte","state":"NC","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/301058/"},{"rank":10,"crd":305772,"firm":"IP Financial Advisory Services LLC","city":"Charlotte","state":"NC","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305772/"},{"rank":10,"crd":325631,"firm":"SLP Wealth","city":"Durham","state":"NC","value":8,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/325631/"},{"rank":15,"crd":150641,"firm":"Woodward Financial Advisors, Inc.","city":"Chapel Hill","state":"NC","value":6,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/150641/"},{"rank":15,"crd":158667,"firm":"Verity Asset Management","city":"Durham","state":"NC","value":6,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/158667/"},{"rank":17,"crd":116760,"firm":"Bluesky Wealth Advisors, LLC","city":"New Bern","state":"NC","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/116760/"},{"rank":17,"crd":173011,"firm":"Founders Financial Alliance, LLC","city":"Raleigh","state":"NC","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/173011/"},{"rank":17,"crd":312556,"firm":"Beacon Wealthcare LLC","city":"Raleigh","state":"NC","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/312556/"},{"rank":17,"crd":317067,"firm":"Peace of Mind Wealth Management","city":"Raleigh","state":"NC","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/317067/"},{"rank":17,"crd":317764,"firm":"Family Wealth Partners, LLC","city":"Matthews","state":"NC","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/317764/"},{"rank":22,"crd":111077,"firm":"Arbor Investment Advisors","city":"Winston Salem","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/111077/"},{"rank":22,"crd":128365,"firm":"Colton Groome Financial Advisors, LLC","city":"Asheville","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/128365/"},{"rank":22,"crd":134200,"firm":"Armor Investment Advisors, LLC","city":"Raleigh","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/134200/"},{"rank":22,"crd":135008,"firm":"Strathmore Capital Advisors","city":"Charlotte","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/135008/"},{"rank":22,"crd":148969,"firm":"Ascendor Wealth, LLC","city":"Wilmington","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/148969/"},{"rank":22,"crd":149538,"firm":"Raleigh Capital Management Inc.","city":"Cary","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/149538/"},{"rank":22,"crd":154116,"firm":"Aspire Private Capital","city":"Cornelius","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/154116/"},{"rank":22,"crd":166311,"firm":"Planvision, LLC","city":"Fuquay-Varina","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/166311/"},{"rank":22,"crd":166886,"firm":"Cornerstone Wealth Planning","city":"Charlotte","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/166886/"},{"rank":22,"crd":168494,"firm":"Hobart Wealth","city":"Charlotte","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/168494/"},{"rank":22,"crd":174631,"firm":"Providence Capital Advisors, LLC","city":"Charlotte","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/174631/"},{"rank":22,"crd":287500,"firm":"Provision Wealth Management, Inc","city":"Raleigh","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/287500/"},{"rank":22,"crd":304642,"firm":"Absher Wealth Management, LLC","city":"Chapel Hill","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/304642/"},{"rank":22,"crd":305176,"firm":"MBL Advisors","city":"Charlotte","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/305176/"},{"rank":22,"crd":316415,"firm":"Tradewinds, LLC","city":"Raleigh","state":"NC","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/316415/"},{"rank":37,"crd":106530,"firm":"Holderness Investments Co","city":"Greensboro","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106530/"},{"rank":37,"crd":118823,"firm":"Carolina Financial Advisors, Inc.","city":"Greensboro","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118823/"},{"rank":37,"crd":122224,"firm":"WMS Advisors, LLC","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/122224/"},{"rank":37,"crd":132987,"firm":"Beacon Financial Strategies Corp.","city":"Raleigh","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/132987/"},{"rank":37,"crd":138515,"firm":"Omnistar Financial Group, Inc.","city":"Wilmington","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/138515/"},{"rank":37,"crd":144157,"firm":"Lifeplan Group","city":"Raleigh","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/144157/"},{"rank":37,"crd":144534,"firm":"Hamilton Point Investment Advisors, LLC","city":"Chapel Hill","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/144534/"},{"rank":37,"crd":152397,"firm":"A4 Wealth Advisors LLC","city":"Huntersville","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/152397/"},{"rank":37,"crd":157852,"firm":"Tilia Fiduciary Partners, Inc.","city":"Wilmington","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/157852/"},{"rank":37,"crd":159212,"firm":"Sycamore Financial Planning, LLC","city":"Durham","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/159212/"},{"rank":37,"crd":166812,"firm":"Clearview Wealth Management","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/166812/"},{"rank":37,"crd":167174,"firm":"Biltmore Family Office, LLC","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/167174/"},{"rank":37,"crd":175151,"firm":"Ark Royal Wealth Management LLC","city":"Raleigh","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/175151/"},{"rank":37,"crd":290727,"firm":"Greenway Wealth Advisors, LLC","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/290727/"},{"rank":37,"crd":299732,"firm":"Crown Wealth Group LLC","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299732/"},{"rank":37,"crd":301381,"firm":"Level Wealth Management LLC","city":"Greensboro","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/301381/"},{"rank":37,"crd":331098,"firm":"Topsail Wealth Management LLC","city":"Charlotte","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/331098/"},{"rank":37,"crd":337709,"firm":"Pursuit Wealth Strategies, LLC","city":"Raleigh","state":"NC","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/337709/"},{"rank":55,"crd":104537,"firm":"Dreher Financial Partners","city":"Southern Pines","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/104537/"},{"rank":55,"crd":105710,"firm":"Sheets Smith Wealth Management","city":"Winston Salem","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105710/"},{"rank":55,"crd":106865,"firm":"Whitener Capital Management, Inc","city":"Rocky Mount","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/106865/"},{"rank":55,"crd":108076,"firm":"Cardinal Capital Management Inc","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108076/"},{"rank":55,"crd":108199,"firm":"Woodard & Co Asset Management Group Inc","city":"Bermuda Run","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/108199/"},{"rank":55,"crd":109352,"firm":"Kenneth Frenke & Co","city":"Arden","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/109352/"},{"rank":55,"crd":111701,"firm":"CP Advisors, Inc.","city":"Clinton","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/111701/"},{"rank":55,"crd":112897,"firm":"Frazier Financial Consultants, LLC","city":"Chapel Hill","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/112897/"},{"rank":55,"crd":118412,"firm":"Phoenix Wealth Advisors Inc.","city":"Chapel Hill","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118412/"},{"rank":55,"crd":118469,"firm":"Laurel Wealth Advisors, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118469/"},{"rank":55,"crd":118742,"firm":"Opus Financial Advisors, Inc.","city":"Statesville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118742/"},{"rank":55,"crd":118775,"firm":"Strategic Planning Corporation","city":"Colfax","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118775/"},{"rank":55,"crd":118788,"firm":"Tricapital Wealth Management, Inc.","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118788/"},{"rank":55,"crd":119598,"firm":"Sapere Wealth Management, LLC","city":"Matthews","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/119598/"},{"rank":55,"crd":121112,"firm":"Tassel Capital Management, Inc","city":"Matthews","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/121112/"},{"rank":55,"crd":121197,"firm":"Holcombe & McGrath","city":"Asheville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/121197/"},{"rank":55,"crd":122670,"firm":"Sound Financial Management, Inc.","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/122670/"},{"rank":55,"crd":127193,"firm":"Blue Water Capital Management, LLC","city":"Apex","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/127193/"},{"rank":55,"crd":127457,"firm":"Horizons Wealth Management","city":"Asheville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/127457/"},{"rank":55,"crd":133038,"firm":"Allen Wealth Management, LLC","city":"Boone","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/133038/"},{"rank":55,"crd":144978,"firm":"Semmax Financial Advisors, Inc.","city":"Winston-Salem","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/144978/"},{"rank":55,"crd":145151,"firm":"Masonboro Advisors","city":"Wilmington","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/145151/"},{"rank":55,"crd":148659,"firm":"Old North State Wealth Management, LLC","city":"Wilmington","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/148659/"},{"rank":55,"crd":149308,"firm":"Tarheel Advisors, LLC","city":"Chapel Hill","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/149308/"},{"rank":55,"crd":152275,"firm":"The Journeys Group, Inc.","city":"Winterville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/152275/"},{"rank":55,"crd":153316,"firm":"Calamita Wealth Management","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/153316/"},{"rank":55,"crd":164623,"firm":"Marquise Wealth Management, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/164623/"},{"rank":55,"crd":166545,"firm":"Cardinal Retirement Planning, Inc.","city":"Durham","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/166545/"},{"rank":55,"crd":167017,"firm":"Colony Family Offices, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/167017/"},{"rank":55,"crd":169862,"firm":"Resolved Financial","city":"Winston Salem","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/169862/"},{"rank":55,"crd":171634,"firm":"Realm Investment Consulting LLC","city":"Cary","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/171634/"},{"rank":55,"crd":173120,"firm":"Act Advisors","city":"Asheville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/173120/"},{"rank":55,"crd":269886,"firm":"Dolan Capital Advisors, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/269886/"},{"rank":55,"crd":284843,"firm":"Ridgeline Wealth Advisors, LLC.","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/284843/"},{"rank":55,"crd":288557,"firm":"Linden Thomas Advisory Services, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/288557/"},{"rank":55,"crd":289096,"firm":"Adaptfirst Investments LLC","city":"Kernersville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/289096/"},{"rank":55,"crd":293929,"firm":"Cannon Advisors","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/293929/"},{"rank":55,"crd":297243,"firm":"BSG Advisers","city":"Apex","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/297243/"},{"rank":55,"crd":297449,"firm":"Passport Wealth Management","city":"Cornelius","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/297449/"},{"rank":55,"crd":297713,"firm":"Financial Transparency","city":"Greensboro","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/297713/"},{"rank":55,"crd":300558,"firm":"Portus Wealth Advisors, LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/300558/"},{"rank":55,"crd":304729,"firm":"Thayer Financial, L.L.C.","city":"Hickory","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/304729/"},{"rank":55,"crd":309750,"firm":"Fortitude Financial Planning LLC","city":"Willow Spring","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/309750/"},{"rank":55,"crd":311298,"firm":"Dovetail Financial Group LLC","city":"Wilmington","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/311298/"},{"rank":55,"crd":312798,"firm":"Mill Capital Management, LLC","city":"Concord","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/312798/"},{"rank":55,"crd":313593,"firm":"H. L. Ormond & Company, LLC","city":"Greenville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/313593/"},{"rank":55,"crd":314842,"firm":"Strategic Advisory Partners","city":"Greensboro","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/314842/"},{"rank":55,"crd":316071,"firm":"Muirfield Wealth Advisors LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/316071/"},{"rank":55,"crd":318036,"firm":"Sparta Wealth Partners","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/318036/"},{"rank":55,"crd":319379,"firm":"Joel Adams and Associates Inc.","city":"Asheville","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/319379/"},{"rank":55,"crd":323171,"firm":"Hicks & Associates Wealth Management, LLC","city":"Cary","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323171/"},{"rank":55,"crd":325013,"firm":"Bolin Creek Wealth Advisors LLC","city":"Chapel Hill","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/325013/"},{"rank":55,"crd":326353,"firm":"The Pines Wealth Management, LLC","city":"Southern Pines","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/326353/"},{"rank":55,"crd":327820,"firm":"Totem Wealth Management LLC","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/327820/"},{"rank":55,"crd":327880,"firm":"Counterweight Private Wealth","city":"Wilmington","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/327880/"},{"rank":55,"crd":328743,"firm":"Piecapital","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/328743/"},{"rank":55,"crd":329274,"firm":"Cadence Wealth Partners, LLC","city":"Concord","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/329274/"},{"rank":55,"crd":330324,"firm":"Blue Financial","city":"Charlotte","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/330324/"},{"rank":55,"crd":336314,"firm":"Sledge and Company Wealth Advisors","city":"High Point","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/336314/"},{"rank":55,"crd":336534,"firm":"Hanover Square Wealth Advisors LLC","city":"King","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/336534/"},{"rank":55,"crd":338271,"firm":"Eqv Advisory, LLC","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/338271/"},{"rank":55,"crd":340213,"firm":"Oak Harbor Wealth Partners","city":"Raleigh","state":"NC","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/340213/"}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"Independent RIAs with the most CFP professionals, nationally","url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/"},{"title":"RIA market data for North Carolina","url":"https://advisoriq.com/ria/states/north-carolina/"},{"title":"All RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.","Each ranking lists at most the top 100 firms."],"url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/north-carolina/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/north-carolina/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}