# Independent RIAs with the most CFP professionals in Maine

As of October 2, 2026, R M Davis Inc ranked #1 in Maine in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 5.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-cfp-professionals/maine/

## Facts

- ranking: Independent RIAs with the most CFP professionals
- how_it_is_computed: Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Maine
- firms_listed: 39
- rows: rank: 1, crd: 105448, firm: R M Davis Inc, city: Portland, state: ME, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105448/; rank: 1, crd: 123098, firm: Robinson Smith Wealth Advisors, LLC, city: South Portland, state: ME, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123098/; rank: 1, crd: 286211, firm: Penobscot Financial Advisors, city: Portland, state: ME, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/286211/; rank: 4, crd: 143733, firm: Bigelow Investment Advisors, LLC, city: Portland, state: ME, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/143733/; rank: 5, crd: 194515, firm: Coston, McIsaac & Shea Financial Advisors, city: Bar Harbor, state: ME, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/194515/; rank: 5, crd: 299598, firm: Great Diamond Partners, LLC, city: Portland, state: ME, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299598/; rank: 7, crd: 2748, firm: Means Wealth Management, city: Bangor, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/2748/; rank: 7, crd: 105164, firm: Birchbrook, city: Bangor, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105164/; rank: 7, crd: 149542, firm: August Wealth Group, Inc., city: Bristol, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/149542/; rank: 7, crd: 297745, firm: Choice Wealth Advisors LLC, city: Waterville, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297745/; rank: 7, crd: 299688, firm: Blue Point Financial, Inc., city: Scarborough, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299688/; rank: 7, crd: 312478, firm: Maiden Cove Capital, city: Yarmouth, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/312478/; rank: 7, crd: 332765, firm: Oldfield Wealth Partners, city: Bangor, state: ME, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332765/; rank: 14, crd: 2993, firm: H.M. Payson, city: Portland, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/2993/; rank: 14, crd: 107991, firm: Clark & Stuart Inc, city: Portland, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107991/; rank: 14, crd: 116168, firm: Portland Financial Planning Group, city: Portland, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116168/; rank: 14, crd: 117826, firm: Stewardship Financial Plainning, LLC, city: Readfield, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117826/; rank: 14, crd: 117831, firm: Gibson Financial Solutions, Inc., city: Ellsworth, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117831/; rank: 14, crd: 118985, firm: Bogue Asset Management LLC, city: Wells, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118985/; rank: 14, crd: 123127, firm: The Gold Company, city: Old Orchard Beach, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123127/; rank: 14, crd: 129178, firm: Strategic Financial Alliance, LLC, city: Poland, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/129178/; rank: 14, crd: 144502, firm: O'Brien Asset Management, city: Eliot, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/144502/; rank: 14, crd: 145697, firm: Salem Advisory Group LLC, city: Wells, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/145697/; rank: 14, crd: 155739, firm: August Wealth Management, city: Portland, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/155739/; rank: 14, crd: 168536, firm: Portland Investment Advisors, LLC., city: Island Falls, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168536/; rank: 14, crd: 283947, firm: Conscious Capital, city: Scarborough, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/283947/; rank: 14, crd: 286006, firm: J. Murphy Asset and Tax Management, city: Westbrook, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/286006/; rank: 14, crd: 286100, firm: Logbook Financial Planning, LLC, city: Rockport, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/286100/; rank: 14, crd: 290015, firm: Black Harbor Financial, city: Boothbay Harbor, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/290015/; rank: 14, crd: 306182, firm: Cornerstone Wealth Planning, city: New Gloucester, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/306182/; rank: 14, crd: 306596, firm: Birch Point Wealth Management LLC, city: Rockport, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/306596/; rank: 14, crd: 311679, firm: Maine Advisory Associates, city: Falmouth, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311679/; rank: 14, crd: 313352, firm: J.M. Arbour, LLC, city: Gardiner, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/313352/; rank: 14, crd: 321891, firm: Able Money LLC, city: North Yarmouth, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321891/; rank: 14, crd: 323165, firm: Zen Financial Planning, LLC, city: York, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323165/; rank: 14, crd: 330484, firm: Silver Accounting Service Inc. DBA Silver Financial Service, city: Westbrook, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330484/; rank: 14, crd: 334439, firm: Warren Financial, LLC, city: Bangor, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/334439/; rank: 14, crd: 340083, firm: Parzych Financial Planning, LLC, city: Saco, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340083/; rank: 14, crd: 341724, firm: Ampersand Investment Advisors, city: Camden, state: ME, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341724/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most CFP professionals, nationally](https://advisoriq.com/ria/rankings/most-cfp-professionals/)
- [RIA market data for Maine](https://advisoriq.com/ria/states/maine/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/maine/

License: https://advisoriq.com/license/