{"type":"ria_ranking","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs with the most CFP professionals in Maine","lead":"As of October 2, 2026, R M Davis Inc ranked #1 in Maine in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 5.","as_of":"2026-10-02","facts":{"ranking":"Independent RIAs with the most CFP professionals","how_it_is_computed":"Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.","unit":"count","scope":"Maine","firms_listed":39,"rows":[{"rank":1,"crd":105448,"firm":"R M Davis Inc","city":"Portland","state":"ME","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105448/"},{"rank":1,"crd":123098,"firm":"Robinson Smith Wealth Advisors, LLC","city":"South Portland","state":"ME","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/123098/"},{"rank":1,"crd":286211,"firm":"Penobscot Financial Advisors","city":"Portland","state":"ME","value":5,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/286211/"},{"rank":4,"crd":143733,"firm":"Bigelow Investment Advisors, LLC","city":"Portland","state":"ME","value":4,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/143733/"},{"rank":5,"crd":194515,"firm":"Coston, McIsaac & Shea Financial Advisors","city":"Bar Harbor","state":"ME","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/194515/"},{"rank":5,"crd":299598,"firm":"Great Diamond Partners, LLC","city":"Portland","state":"ME","value":3,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299598/"},{"rank":7,"crd":2748,"firm":"Means Wealth Management","city":"Bangor","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/2748/"},{"rank":7,"crd":105164,"firm":"Birchbrook","city":"Bangor","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/105164/"},{"rank":7,"crd":149542,"firm":"August Wealth Group, Inc.","city":"Bristol","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/149542/"},{"rank":7,"crd":297745,"firm":"Choice Wealth Advisors LLC","city":"Waterville","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/297745/"},{"rank":7,"crd":299688,"firm":"Blue Point Financial, Inc.","city":"Scarborough","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/299688/"},{"rank":7,"crd":312478,"firm":"Maiden Cove Capital","city":"Yarmouth","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/312478/"},{"rank":7,"crd":332765,"firm":"Oldfield Wealth Partners","city":"Bangor","state":"ME","value":2,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/332765/"},{"rank":14,"crd":2993,"firm":"H.M. Payson","city":"Portland","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/2993/"},{"rank":14,"crd":107991,"firm":"Clark & Stuart Inc","city":"Portland","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/107991/"},{"rank":14,"crd":116168,"firm":"Portland Financial Planning Group","city":"Portland","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/116168/"},{"rank":14,"crd":117826,"firm":"Stewardship Financial Plainning, LLC","city":"Readfield","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/117826/"},{"rank":14,"crd":117831,"firm":"Gibson Financial Solutions, Inc.","city":"Ellsworth","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/117831/"},{"rank":14,"crd":118985,"firm":"Bogue Asset Management LLC","city":"Wells","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/118985/"},{"rank":14,"crd":123127,"firm":"The Gold Company","city":"Old Orchard Beach","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/123127/"},{"rank":14,"crd":129178,"firm":"Strategic Financial Alliance, LLC","city":"Poland","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/129178/"},{"rank":14,"crd":144502,"firm":"O'Brien Asset Management","city":"Eliot","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/144502/"},{"rank":14,"crd":145697,"firm":"Salem Advisory Group LLC","city":"Wells","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/145697/"},{"rank":14,"crd":155739,"firm":"August Wealth Management","city":"Portland","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/155739/"},{"rank":14,"crd":168536,"firm":"Portland Investment Advisors, LLC.","city":"Island Falls","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/168536/"},{"rank":14,"crd":283947,"firm":"Conscious Capital","city":"Scarborough","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/283947/"},{"rank":14,"crd":286006,"firm":"J. Murphy Asset and Tax Management","city":"Westbrook","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/286006/"},{"rank":14,"crd":286100,"firm":"Logbook Financial Planning, LLC","city":"Rockport","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/286100/"},{"rank":14,"crd":290015,"firm":"Black Harbor Financial","city":"Boothbay Harbor","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/290015/"},{"rank":14,"crd":306182,"firm":"Cornerstone Wealth Planning","city":"New Gloucester","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/306182/"},{"rank":14,"crd":306596,"firm":"Birch Point Wealth Management LLC","city":"Rockport","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/306596/"},{"rank":14,"crd":311679,"firm":"Maine Advisory Associates","city":"Falmouth","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/311679/"},{"rank":14,"crd":313352,"firm":"J.M. Arbour, LLC","city":"Gardiner","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/313352/"},{"rank":14,"crd":321891,"firm":"Able Money LLC","city":"North Yarmouth","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/321891/"},{"rank":14,"crd":323165,"firm":"Zen Financial Planning, LLC","city":"York","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/323165/"},{"rank":14,"crd":330484,"firm":"Silver Accounting Service Inc. DBA Silver Financial Service","city":"Westbrook","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/330484/"},{"rank":14,"crd":334439,"firm":"Warren Financial, LLC","city":"Bangor","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/334439/"},{"rank":14,"crd":340083,"firm":"Parzych Financial Planning, LLC","city":"Saco","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/340083/"},{"rank":14,"crd":341724,"firm":"Ampersand Investment Advisors","city":"Camden","state":"ME","value":1,"base_value":null,"succeeded_to_another_advisers_business":false,"url":"https://advisoriq.com/ria/firms/341724/"}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"Independent RIAs with the most CFP professionals, nationally","url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/"},{"title":"RIA market data for Maine","url":"https://advisoriq.com/ria/states/maine/"},{"title":"All RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.","Each ranking lists at most the top 100 firms."],"url":"https://advisoriq.com/ria/rankings/most-cfp-professionals/maine/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/maine/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}