# Independent RIAs with the most CFP professionals in Alabama

As of October 2, 2026, Waverly Advisors, LLC ranked #1 in Alabama in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 81.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-cfp-professionals/alabama/

## Facts

- ranking: Independent RIAs with the most CFP professionals
- how_it_is_computed: Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Alabama
- firms_listed: 74
- rows: rank: 1, crd: 115332, firm: Waverly Advisors, LLC, city: Birmingham, state: AL, value: 81, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/115332/; rank: 2, crd: 158401, firm: RFG Advisory, LLC, city: Vestavia Hills, state: AL, value: 60, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/158401/; rank: 3, crd: 284549, firm: Oneascent Financial Services LLC, city: Birmingham, state: AL, value: 27, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284549/; rank: 4, crd: 111273, firm: The Welch Group, LLC, city: Birmingham, state: AL, value: 25, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/111273/; rank: 4, crd: 286340, firm: Eversource Wealth Advisors, LLC, city: Birmingham, state: AL, value: 25, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/286340/; rank: 6, crd: 335388, firm: Oakworth Asset Management, LLC, city: Birmingham, state: AL, value: 8, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335388/; rank: 7, crd: 107890, firm: Leavell Investment Management, Inc., city: Mobile, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107890/; rank: 7, crd: 282792, firm: BMSS Wesson Wealth Solutions, city: Birmingham, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/282792/; rank: 9, crd: 118896, firm: Meld Financial, Inc., city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118896/; rank: 9, crd: 122683, firm: Kassouf Wealth Advisors, LLC, city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122683/; rank: 9, crd: 155548, firm: Brown Financial Advisory, city: Fairhope, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/155548/; rank: 9, crd: 173770, firm: Navigate Wealth Management, LLC, city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/173770/; rank: 9, crd: 283605, firm: Sunburst Financial Group, LLC, city: Vestavia Hills, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/283605/; rank: 9, crd: 308057, firm: Oneascent Wealth Management, city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/308057/; rank: 15, crd: 118296, firm: JMF Capstone Wealth Management, city: Tuscaloosa, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118296/; rank: 15, crd: 119670, firm: BCR Wealth Strategies, city: Vestavia, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119670/; rank: 15, crd: 142644, firm: Southern Financial Group, LLC, city: Birmingham, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/142644/; rank: 15, crd: 298838, firm: Truewealth Advisors, LLC, city: Hoover, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/298838/; rank: 19, crd: 105582, firm: Southern Capital Services Inc, city: Daphne, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105582/; rank: 19, crd: 116091, firm: Jackson Thornton Wealth Management, LLC, city: Montgomery, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116091/; rank: 19, crd: 131205, firm: Timberchase Financial, LLC, city: Homewood, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/131205/; rank: 22, crd: 122451, firm: Longview Financial Advisors, Inc., city: Huntsville, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122451/; rank: 22, crd: 132562, firm: Colefp, city: Hoover, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/132562/; rank: 22, crd: 136215, firm: Womack & Associates, LLC, city: Huntsville, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/136215/; rank: 22, crd: 166221, firm: Approach Retirement Advisors, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/166221/; rank: 22, crd: 284588, firm: Colarion, city: Mountain Brook, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284588/; rank: 22, crd: 309351, firm: Cope Private Wealth, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/309351/; rank: 22, crd: 325465, firm: Blalock Williams, LLC, city: Alexander City, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/325465/; rank: 22, crd: 329636, firm: Fairvoy Private Wealth, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/329636/; rank: 22, crd: 335291, firm: Marble Wealth, LLC, city: Montgomery, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335291/; rank: 22, crd: 339108, firm: Naviant Partners, LLC, city: Fairhope, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339108/; rank: 22, crd: 343852, firm: Somerset Advisory, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343852/; rank: 33, crd: 104830, firm: Aull & Monroe, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104830/; rank: 33, crd: 106454, firm: Hayek Kallen Investment Management L.L.C., city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106454/; rank: 33, crd: 106832, firm: Money Management Services Inc, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106832/; rank: 33, crd: 110876, firm: Porter White Investment Advisors, Inc., city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110876/; rank: 33, crd: 117418, firm: Financial Economics Consulting Group, Inc., city: Tuscaloosa, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117418/; rank: 33, crd: 122122, firm: Retirement Advisors, Inc., city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122122/; rank: 33, crd: 122678, firm: Advisor Financial Group, city: Lincoln, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122678/; rank: 33, crd: 123020, firm: Clark Planning & Investment Advisory, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123020/; rank: 33, crd: 123646, firm: Saliba Asset Management L.L.C., city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123646/; rank: 33, crd: 128373, firm: Mainsail Asset Management, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/128373/; rank: 33, crd: 138210, firm: Atlantes Financial Advisors, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/138210/; rank: 33, crd: 140634, firm: MFP, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/140634/; rank: 33, crd: 156623, firm: 6th Street Advisors, LLC, city: Daphne, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/156623/; rank: 33, crd: 162222, firm: Wilkins Miller Wealth Management, LLC, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/162222/; rank: 33, crd: 167626, firm: Aptus Capital Advisors, LLC, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167626/; rank: 33, crd: 167871, firm: Gantt Financial Advisors, LLC, city: Daphne, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167871/; rank: 33, crd: 168338, firm: Junkin & Company, Inc., city: Toney, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168338/; rank: 33, crd: 170544, firm: Zora Financial, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170544/; rank: 33, crd: 172152, firm: Celia Mann Baehr, CFP, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/172152/; rank: 33, crd: 172433, firm: Gateway Wealth Management, LLC, city: Guntersville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/172433/; rank: 33, crd: 277104, firm: Capstone Global Advisors, LLC, city: Wedowee, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/277104/; rank: 33, crd: 281915, firm: Cloud Investments, LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/281915/; rank: 33, crd: 285993, firm: Plimsoll Financial Planning, LLC, city: Hoover, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/285993/; rank: 33, crd: 291145, firm: Bridgeworks Asset Management, LLC, city: Orange Beach, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/291145/; rank: 33, crd: 297322, firm: Welon Partners, city: Montgomery, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297322/; rank: 33, crd: 299804, firm: DMC Wealth Management, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299804/; rank: 33, crd: 308923, firm: Formula Wealth, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/308923/; rank: 33, crd: 310008, firm: Williams Financial Group, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/310008/; rank: 33, crd: 310180, firm: Intelus Advisory Group, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/310180/; rank: 33, crd: 318730, firm: Brighthaven Financial Advisors, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318730/; rank: 33, crd: 323730, firm: Equip Financial Partners, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323730/; rank: 33, crd: 326452, firm: Vaughan Family Financial, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326452/; rank: 33, crd: 326800, firm: Southern Wealth Builders, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326800/; rank: 33, crd: 328882, firm: Steadmont Advisors, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/328882/; rank: 33, crd: 331634, firm: Walton Financial, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/331634/; rank: 33, crd: 332360, firm: Capstone Wealth Advisors, LLC, city: Andalusia, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332360/; rank: 33, crd: 336306, firm: Tulip Financial Planning LLC, city: Harvest, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/336306/; rank: 33, crd: 336722, firm: Axient Investment Advisors LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/336722/; rank: 33, crd: 337597, firm: Aragon Capital, LLC, city: Homewood, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337597/; rank: 33, crd: 338852, firm: Planalto Financial, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338852/; rank: 33, crd: 338995, firm: Allysian Wealth Planning, city: Cullman, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338995/; rank: 33, crd: 341077, firm: Strategic Financial LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341077/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most CFP professionals, nationally](https://advisoriq.com/ria/rankings/most-cfp-professionals/)
- [RIA market data for Alabama](https://advisoriq.com/ria/states/alabama/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-cfp-professionals/alabama/

License: https://advisoriq.com/license/