# Independent RIAs with the most advisory staff in Alabama

As of October 2, 2026, Waverly Advisors, LLC ranked #1 in Alabama in AdvisorIQ's ranking of independent RIAs with the most advisory staff, with 197.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-advisory-staff/alabama/

## Facts

- ranking: Independent RIAs with the most advisory staff
- how_it_is_computed: Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Alabama
- firms_listed: 148
- rows: rank: 1, crd: 115332, firm: Waverly Advisors, LLC, city: Birmingham, state: AL, value: 197, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/115332/; rank: 2, crd: 158401, firm: RFG Advisory, LLC, city: Vestavia Hills, state: AL, value: 178, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/158401/; rank: 3, crd: 286340, firm: Eversource Wealth Advisors, LLC, city: Birmingham, state: AL, value: 76, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/286340/; rank: 4, crd: 284549, firm: Oneascent Financial Services LLC, city: Birmingham, state: AL, value: 74, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284549/; rank: 5, crd: 111273, firm: The Welch Group, LLC, city: Birmingham, state: AL, value: 26, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/111273/; rank: 5, crd: 167626, firm: Aptus Capital Advisors, LLC, city: Fairhope, state: AL, value: 26, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167626/; rank: 7, crd: 107890, firm: Leavell Investment Management, Inc., city: Mobile, state: AL, value: 24, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107890/; rank: 8, crd: 335388, firm: Oakworth Asset Management, LLC, city: Birmingham, state: AL, value: 19, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335388/; rank: 9, crd: 298838, firm: Truewealth Advisors, LLC, city: Hoover, state: AL, value: 13, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/298838/; rank: 10, crd: 308057, firm: Oneascent Wealth Management, city: Birmingham, state: AL, value: 12, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/308057/; rank: 10, crd: 336722, firm: Axient Investment Advisors LLC, city: Huntsville, state: AL, value: 12, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/336722/; rank: 12, crd: 118896, firm: Meld Financial, Inc., city: Birmingham, state: AL, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118896/; rank: 13, crd: 116091, firm: Jackson Thornton Wealth Management, LLC, city: Montgomery, state: AL, value: 9, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116091/; rank: 13, crd: 138240, firm: Mitchell, McLeod, Pugh & Williams, Inc., city: Mobile, state: AL, value: 9, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/138240/; rank: 15, crd: 106832, firm: Money Management Services Inc, city: Birmingham, state: AL, value: 7, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106832/; rank: 15, crd: 118296, firm: JMF Capstone Wealth Management, city: Tuscaloosa, state: AL, value: 7, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118296/; rank: 15, crd: 119670, firm: BCR Wealth Strategies, city: Vestavia, state: AL, value: 7, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119670/; rank: 18, crd: 105582, firm: Southern Capital Services Inc, city: Daphne, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105582/; rank: 18, crd: 116243, firm: L&L Financial Services, LLP, city: Mobile, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116243/; rank: 18, crd: 122683, firm: Kassouf Wealth Advisors, LLC, city: Birmingham, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122683/; rank: 18, crd: 155548, firm: Brown Financial Advisory, city: Fairhope, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/155548/; rank: 18, crd: 173770, firm: Navigate Wealth Management, LLC, city: Birmingham, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/173770/; rank: 18, crd: 281915, firm: Cloud Investments, LLC, city: Huntsville, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/281915/; rank: 18, crd: 282792, firm: BMSS Wesson Wealth Solutions, city: Birmingham, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/282792/; rank: 18, crd: 282899, firm: Invista Advisors, city: Montgomery, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/282899/; rank: 18, crd: 283605, firm: Sunburst Financial Group, LLC, city: Vestavia Hills, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/283605/; rank: 18, crd: 329636, firm: Fairvoy Private Wealth, LLC, city: Birmingham, state: AL, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/329636/; rank: 28, crd: 110876, firm: Porter White Investment Advisors, Inc., city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110876/; rank: 28, crd: 140515, firm: BHK Investment Advisors, city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/140515/; rank: 28, crd: 335291, firm: Marble Wealth, LLC, city: Montgomery, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335291/; rank: 28, crd: 343852, firm: Somerset Advisory, LLC, city: Birmingham, state: AL, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343852/; rank: 32, crd: 128373, firm: Mainsail Asset Management, LLC, city: Birmingham, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/128373/; rank: 32, crd: 304668, firm: Mayfair Advisory Group, LLC, city: Birmingham, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/304668/; rank: 32, crd: 310512, firm: Strauss Financial Group, city: Hoover, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/310512/; rank: 32, crd: 318730, firm: Brighthaven Financial Advisors, city: Huntsville, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318730/; rank: 32, crd: 328882, firm: Steadmont Advisors, LLC, city: Birmingham, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/328882/; rank: 32, crd: 332590, firm: Infinity Tax & Financial Planning, city: Huntsville, state: AL, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332590/; rank: 38, crd: 122451, firm: Longview Financial Advisors, Inc., city: Huntsville, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122451/; rank: 38, crd: 131205, firm: Timberchase Financial, LLC, city: Homewood, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/131205/; rank: 38, crd: 131869, firm: Lipscomb Investment Group, LLC, city: Auburn, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/131869/; rank: 38, crd: 150213, firm: STM Asset Management LLC, city: Fairhope, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/150213/; rank: 38, crd: 170544, firm: Zora Financial, city: Birmingham, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170544/; rank: 38, crd: 174077, firm: Greybox Investments, city: Birmingham, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/174077/; rank: 38, crd: 284588, firm: Colarion, city: Mountain Brook, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284588/; rank: 38, crd: 298292, firm: Tucker Financial Group, city: Montgomery, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/298292/; rank: 38, crd: 330078, firm: Bluewater Wealth Advisors, LLC, city: Vestavia Hills, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330078/; rank: 38, crd: 331634, firm: Walton Financial, city: Birmingham, state: AL, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/331634/; rank: 48, crd: 117418, firm: Financial Economics Consulting Group, Inc., city: Tuscaloosa, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/117418/; rank: 48, crd: 122580, firm: McNaron Group, Inc., city: Anniston, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122580/; rank: 48, crd: 123020, firm: Clark Planning & Investment Advisory, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123020/; rank: 48, crd: 124322, firm: Cornerstone Investment Management and Consulting,llc, city: Daphne, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/124322/; rank: 48, crd: 132562, firm: Colefp, city: Hoover, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/132562/; rank: 48, crd: 133913, firm: Witter & Lester Inc, city: Huntsville, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/133913/; rank: 48, crd: 136215, firm: Womack & Associates, LLC, city: Huntsville, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/136215/; rank: 48, crd: 142644, firm: Southern Financial Group, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/142644/; rank: 48, crd: 156623, firm: 6th Street Advisors, LLC, city: Daphne, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/156623/; rank: 48, crd: 162222, firm: Wilkins Miller Wealth Management, LLC, city: Mobile, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/162222/; rank: 48, crd: 166221, firm: Approach Retirement Advisors, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/166221/; rank: 48, crd: 170530, firm: Financial Strategies Wealth Management LLC, city: Fairhope, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170530/; rank: 48, crd: 297322, firm: Welon Partners, city: Montgomery, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297322/; rank: 48, crd: 297598, firm: Magnolia Wealth Management LLC, city: Dothan, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297598/; rank: 48, crd: 298184, firm: Tabula Rasa Advisors, LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/298184/; rank: 48, crd: 309351, firm: Cope Private Wealth, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/309351/; rank: 48, crd: 310008, firm: Williams Financial Group, city: Mobile, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/310008/; rank: 48, crd: 318991, firm: Ballast Wealth LLC, city: Birmingham, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318991/; rank: 48, crd: 325465, firm: Blalock Williams, LLC, city: Alexander City, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/325465/; rank: 48, crd: 327837, firm: Cochranmickels Retirement Specialists, LLC, city: Huntsville, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/327837/; rank: 48, crd: 331622, firm: Next Phase Advisors, city: Cullman, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/331622/; rank: 48, crd: 332360, firm: Capstone Wealth Advisors, LLC, city: Andalusia, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332360/; rank: 48, crd: 337597, firm: Aragon Capital, LLC, city: Homewood, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337597/; rank: 48, crd: 337758, firm: Canterbury Capital Wealth Management, LLC, city: Tuscaloosa, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337758/; rank: 48, crd: 338778, firm: Cork Tree Wealth Partners, LLC, city: Auburn, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338778/; rank: 48, crd: 339108, firm: Naviant Partners, LLC, city: Fairhope, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339108/; rank: 48, crd: 342527, firm: Ellis Wealth Advisors, LLC, city: Madison, state: AL, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342527/; rank: 75, crd: 104830, firm: Aull & Monroe, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104830/; rank: 75, crd: 106454, firm: Hayek Kallen Investment Management L.L.C., city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106454/; rank: 75, crd: 108508, firm: Birmingham Capital Management Co Inc, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108508/; rank: 75, crd: 121612, firm: Grant Financial Group, city: Elberta, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/121612/; rank: 75, crd: 122122, firm: Retirement Advisors, Inc., city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122122/; rank: 75, crd: 122667, firm: Brigham Jr, William H, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122667/; rank: 75, crd: 122678, firm: Advisor Financial Group, city: Lincoln, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/122678/; rank: 75, crd: 123646, firm: Saliba Asset Management L.L.C., city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123646/; rank: 75, crd: 126693, firm: WRS Financial Services, L.L.C., city: Tuscaloosa, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/126693/; rank: 75, crd: 137087, firm: Lamont Trading Advisors, Inc., city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/137087/; rank: 75, crd: 138210, firm: Atlantes Financial Advisors, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/138210/; rank: 75, crd: 140634, firm: MFP, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/140634/; rank: 75, crd: 153475, firm: Dublin Wealth Management, Inc., city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/153475/; rank: 75, crd: 155039, firm: Goggans Group Inc, city: Gadsden, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/155039/; rank: 75, crd: 155516, firm: Anderson Asset Management, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/155516/; rank: 75, crd: 159893, firm: Old Oak Advisors, LLC, city: Vestavia Hills, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/159893/; rank: 75, crd: 165217, firm: RWC Wealth Management, Inc., city: Montgomery, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/165217/; rank: 75, crd: 166135, firm: Green Financial Management, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/166135/; rank: 75, crd: 167871, firm: Gantt Financial Advisors, LLC, city: Daphne, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167871/; rank: 75, crd: 168338, firm: Junkin & Company, Inc., city: Toney, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168338/; rank: 75, crd: 172152, firm: Celia Mann Baehr, CFP, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/172152/; rank: 75, crd: 172433, firm: Gateway Wealth Management, LLC, city: Guntersville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/172433/; rank: 75, crd: 175336, firm: Dreamwork Financial Group, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/175336/; rank: 75, crd: 175431, firm: KG Consulting Group, Inc., city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/175431/; rank: 75, crd: 277104, firm: Capstone Global Advisors, LLC, city: Wedowee, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/277104/; rank: 75, crd: 282403, firm: Halcyon Professional Advisors, city: Cullman, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/282403/; rank: 75, crd: 284184, firm: Medora Value Equity, LLC, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284184/; rank: 75, crd: 285993, firm: Plimsoll Financial Planning, LLC, city: Hoover, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/285993/; rank: 75, crd: 289972, firm: Booth Financial, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/289972/; rank: 75, crd: 291145, firm: Bridgeworks Asset Management, LLC, city: Orange Beach, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/291145/; rank: 75, crd: 291285, firm: Wilson Financial Group, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/291285/; rank: 75, crd: 291643, firm: Fish Creek Value Management, LLC, city: Leeds, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/291643/; rank: 75, crd: 292000, firm: Diversified Global Investment Strategies, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/292000/; rank: 75, crd: 292109, firm: Providence Wealth Advisors, LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/292109/; rank: 75, crd: 293273, firm: Dyken Wealth Strategies, Inc., city: Gulf Shores, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/293273/; rank: 75, crd: 293465, firm: Stockbridge Wealth Partners, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/293465/; rank: 75, crd: 295652, firm: Canterbury Investment Advisors LLC, city: Mountain Brook, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/295652/; rank: 75, crd: 299664, firm: Counterstrike Capital, city: Hoover, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299664/; rank: 75, crd: 299804, firm: DMC Wealth Management, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299804/; rank: 75, crd: 305021, firm: Ads Wealth Management LLC, city: Hoover, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305021/; rank: 75, crd: 305228, firm: Tennessee Valley Investment Management, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305228/; rank: 75, crd: 307409, firm: Aja Financial LLC, city: Opelika, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/307409/; rank: 75, crd: 308923, firm: Formula Wealth, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/308923/; rank: 75, crd: 310180, firm: Intelus Advisory Group, LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/310180/; rank: 75, crd: 311361, firm: Legacy Wealth Management Group, LLC, city: Dothan, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/311361/; rank: 75, crd: 315761, firm: Capital Stewards, LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/315761/; rank: 75, crd: 318490, firm: Retirement Plans, LLC, city: Auburn, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/318490/; rank: 75, crd: 319504, firm: Krowten Equities, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/319504/; rank: 75, crd: 321236, firm: Franklin Street Capital LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321236/; rank: 75, crd: 321854, firm: Let Bob Advisory, LLC, city: McCalla, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/321854/; rank: 75, crd: 322125, firm: Next Level Accounting, LLC, city: Bessemer, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/322125/; rank: 75, crd: 323264, firm: Insignia Wealth Advisory, city: Opelika, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323264/; rank: 75, crd: 323730, firm: Equip Financial Partners, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323730/; rank: 75, crd: 325040, firm: Foresight Financial Advising LLC, city: Vestavia, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/325040/; rank: 75, crd: 326452, firm: Vaughan Family Financial, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326452/; rank: 75, crd: 326458, firm: LBH Wealth Advisors, city: Meridianville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326458/; rank: 75, crd: 326563, firm: 364 Investing, LLC, city: Northport, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326563/; rank: 75, crd: 326800, firm: Southern Wealth Builders, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/326800/; rank: 75, crd: 327025, firm: Red Oak Investment Solutions LLC, city: Kinston, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/327025/; rank: 75, crd: 328208, firm: BWB Advisory Group, city: Enterprise, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/328208/; rank: 75, crd: 329092, firm: Gulf Coast Financial Advisors, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/329092/; rank: 75, crd: 330654, firm: Lucia Wealth Management, LLC, city: Mobile, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330654/; rank: 75, crd: 330748, firm: Redesign Wealth Planning, city: Robertsdale, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330748/; rank: 75, crd: 331242, firm: Lifefirst Wealth, LLC, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/331242/; rank: 75, crd: 334123, firm: Crimson Wealth, city: Fairhope, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/334123/; rank: 75, crd: 337417, firm: 1st & 3rd Investments LLC, city: Vestavia Hills, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337417/; rank: 75, crd: 337727, firm: Still Waters Investment Strategies LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337727/; rank: 75, crd: 338852, firm: Planalto Financial, city: Huntsville, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338852/; rank: 75, crd: 338995, firm: Allysian Wealth Planning, city: Cullman, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338995/; rank: 75, crd: 339329, firm: Aston Sandel, city: Auburn, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339329/; rank: 75, crd: 340870, firm: Legacy Capital Partners LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340870/; rank: 75, crd: 341011, firm: H2OLS Wealth Management Solutions LLC, city: Oneonta, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341011/; rank: 75, crd: 341077, firm: Strategic Financial LLC, city: Birmingham, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341077/; rank: 75, crd: 343525, firm: Goldsmith Martin Wealth Strategy, city: Montgomery, state: AL, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343525/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most advisory staff, nationally](https://advisoriq.com/ria/rankings/most-advisory-staff/)
- [RIA market data for Alabama](https://advisoriq.com/ria/states/alabama/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-advisory-staff/alabama/

License: https://advisoriq.com/license/