# Fastest-growing independent RIAs over three years in Rhode Island

As of October 2, 2026, Axis Wealth Partners, LLC ranked #1 in Rhode Island in AdvisorIQ's ranking of fastest-growing independent RIAs over three years, with 29.8%, from a base of $172.7 million.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/fastest-growing-3-year/rhode-island/

## Facts

- ranking: Fastest-growing independent RIAs over three years
- how_it_is_computed: SEC-registered firms ranked by compound annual growth in RAUM over the three years between the SEC snapshots of October 5, 2023 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: pct
- scope: Rhode Island
- firms_listed: 28
- rows: rank: 1, crd: 167122, firm: Axis Wealth Partners, LLC, city: East Providence, state: RI, value: 0.297758112086373, base_value: 172662630, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167122/; rank: 2, crd: 170361, firm: Mystic Asset Management, city: Warwick, state: RI, value: 0.287781793273846, base_value: 287775496, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170361/; rank: 3, crd: 108451, firm: Blue Fin Capital, Inc., city: Warren, state: RI, value: 0.273800660556104, base_value: 365740980, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108451/; rank: 4, crd: 296271, firm: McGuire Wealth Management, city: Wakefield, state: RI, value: 0.238740819772989, base_value: 558229079, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/296271/; rank: 5, crd: 296475, firm: Wealthcare Investment Partners LLC, city: Portsmouth, state: RI, value: 0.233819444936676, base_value: 457674291, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/296475/; rank: 6, crd: 108705, firm: The Retirement Planning Company of New England, Inc., city: Warwick, state: RI, value: 0.199992543068708, base_value: 228244200, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108705/; rank: 7, crd: 109114, firm: SK Wealth Management, LLC, city: Providence, state: RI, value: 0.192091384118315, base_value: 377172586, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109114/; rank: 8, crd: 107646, firm: Sowa Financial Group, city: Lincoln, state: RI, value: 0.184917678947271, base_value: 310770722, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107646/; rank: 9, crd: 120465, firm: Eliot Rose Wealth Management, LLC, city: Providence, state: RI, value: 0.178893477956725, base_value: 113724459, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/120465/; rank: 10, crd: 143912, firm: Forbes Financial Planning, Inc., city: East Greenwich, state: RI, value: 0.166216577987359, base_value: 151653233, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/143912/; rank: 11, crd: 297527, firm: Canton Hathaway LLC, city: Providence, state: RI, value: 0.162539811104029, base_value: 551257198, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/297527/; rank: 12, crd: 150515, firm: Financial Independence, LLC, city: Warwick, state: RI, value: 0.161279485405069, base_value: 183966639, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/150515/; rank: 13, crd: 119631, firm: D & P Investment Advisors, Ltd., city: Wakefield, state: RI, value: 0.142717140571851, base_value: 132532354, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/119631/; rank: 14, crd: 45452, firm: Wealth Management Resources, Inc., city: Smithfield, state: RI, value: 0.138565019064426, base_value: 260983764, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/45452/; rank: 15, crd: 157959, firm: Capital Wealth Management, LLC, city: West Warwick, state: RI, value: 0.137554968405577, base_value: 772494203, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157959/; rank: 16, crd: 124636, firm: Strategicpoint Investment Advisors LLC, city: Providence, state: RI, value: 0.12787111693178, base_value: 637570364, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/124636/; rank: 17, crd: 123910, firm: Signet Investment Advisory Group, Inc., city: Providence, state: RI, value: 0.123813031227414, base_value: 277636246, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/123910/; rank: 18, crd: 106295, firm: Parsons Capital Management Inc, city: Providence, state: RI, value: 0.123092719387122, base_value: 1683043951, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106295/; rank: 19, crd: 108868, firm: Professional Planning Group, city: Westerly, state: RI, value: 0.119930707343174, base_value: 937180405, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108868/; rank: 20, crd: 105031, firm: First Financial Advisory Services Inc, city: Westerly, state: RI, value: 0.119814628713117, base_value: 198000900, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105031/; rank: 21, crd: 109922, firm: Lincoln Capital Corporation, city: East Greenwich, state: RI, value: 0.112990578061338, base_value: 303373998, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109922/; rank: 22, crd: 107565, firm: Newman Dignan & Sheerar, Inc, city: Providence, state: RI, value: 0.107863858656891, base_value: 537800256, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107565/; rank: 23, crd: 105866, firm: Young Richard C & Co Ltd, city: Newport, state: RI, value: 0.0969033721873038, base_value: 1364907841, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105866/; rank: 24, crd: 109013, firm: Sheeley & Partners Wealth Management, LLC, city: Providence, state: RI, value: 0.081127209369221, base_value: 103905679, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109013/; rank: 25, crd: 108141, firm: Hall Capital Management Company, Inc., city: Barrington, state: RI, value: 0.0715487509520034, base_value: 334572660, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108141/; rank: 26, crd: 118113, firm: Arlen Capital, LLC, city: Warwick, state: RI, value: 0.0697894697753643, base_value: 284909510, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/118113/; rank: 27, crd: 108047, firm: Weybosset Research & Management, LLC, city: Providence, state: RI, value: 0.0641487066934774, base_value: 282853639, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108047/; rank: 28, crd: 104929, firm: Slocum, Gordon & Co. LLP, city: Newport, state: RI, value: -0.0316147682777558, base_value: 241322670, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104929/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Fastest-growing independent RIAs over three years, nationally](https://advisoriq.com/ria/rankings/fastest-growing-3-year/)
- [RIA market data for Rhode Island](https://advisoriq.com/ria/states/rhode-island/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/fastest-growing-3-year/rhode-island/

License: https://advisoriq.com/license/