{"type":"ria_directory","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"The AdvisorIQ RIA directory","lead":"As of October 2, 2026, 8,687 SEC-registered and 14,202 state-registered independent wealth management RIAs reported $10.1 trillion in regulatory assets under management, according to Form ADV data from the SEC and state regulators.","as_of":"2026-10-02","facts":{"population":"Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms (those are in a separate all wealth firms view). Asset managers, private fund managers and pension consultants are not in the directory.","independent_wealth_management_rias":22889,"sec_registered":8687,"state_registered":14202,"raum":10066173687765,"broker_dealer_affiliated_firms_not_included":982,"largest":[{"rank":1,"crd":107342,"firm":"Fisher Investments","state":"TX","value":386669724038},{"rank":2,"crd":104510,"firm":"Edelman Financial Engines","state":"CA","value":326285243393},{"rank":3,"crd":105348,"firm":"Creative Planning","state":"KS","value":295568603071},{"rank":4,"crd":145323,"firm":"Hightower Advisors, LLC","state":"IL","value":198577009283},{"rank":5,"crd":112058,"firm":"Empower Advisory Group, LLC","state":"CO","value":195426321479},{"rank":6,"crd":159289,"firm":"Focus Partners Wealth, LLC","state":"MO","value":181862000000},{"rank":7,"crd":319448,"firm":"Corient","state":"FL","value":165252436553},{"rank":8,"crd":151559,"firm":"Cerity Partners LLC","state":"NY","value":161675524141},{"rank":9,"crd":140195,"firm":"Mariner","state":"KS","value":125408489288},{"rank":10,"crd":116407,"firm":"Wealth Enhancement Advisory Services, LLC","state":"MN","value":122186725110}],"fastest-growing":[{"rank":1,"crd":301761,"firm":"Vise AI Advisors","state":"NY","value":2.91759495231291},{"rank":2,"crd":285967,"firm":"Xypn Sapphire","state":"MT","value":2.90439305675239},{"rank":3,"crd":318493,"firm":"Savvy","state":"NY","value":2.86086185199406},{"rank":4,"crd":336316,"firm":"Tempo Wealth","state":"OH","value":2.72423029817093},{"rank":5,"crd":331719,"firm":"Spartan Wealth Management","state":"MI","value":2.65009005951676},{"rank":6,"crd":152667,"firm":"Bluespring Wealth Management, LLC","state":"TX","value":2.64781783456107},{"rank":7,"crd":133535,"firm":"Arax Advisory Partners","state":"NY","value":2.62408113084082},{"rank":8,"crd":131359,"firm":"Salem Partners Wealth Management, LLC","state":"CA","value":2.62199821712424},{"rank":9,"crd":326523,"firm":"Triad Wealth Partners, LLC","state":"KS","value":2.59206204878023},{"rank":10,"crd":332803,"firm":"The Wellington GRP LLC","state":"IN","value":2.47190454802094}]},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"}],"related":[{"title":"RIA industry data","url":"https://advisoriq.com/ria/industry/"},{"title":"RIA market data by state","url":"https://advisoriq.com/ria/states/"},{"title":"RIA rankings","url":"https://advisoriq.com/ria/rankings/"},{"title":"RIA industry reports","url":"https://advisoriq.com/ria/reports/"},{"title":"How the directory is built","url":"https://advisoriq.com/ria/methodology/"}],"notes":["Firm-level data only. Individual people, street addresses and phone numbers are never shown.","Asset managers, private fund managers, pension consultants and exempt reporting advisers are left out."],"url":"https://advisoriq.com/ria/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}