# Red Mountain Financial, LLC

As of its Form ADV filed July 30, 2026, Red Mountain Financial, LLC, an SEC-registered independent wealth management RIA, reported $184.4 million in AUM across 350 accounts, ranking #5655 among independent RIAs nationally by assets.

As of: 2026-10-02
Address: https://advisoriq.com/ria/firms/277100/

## Facts

- CRD: 277100
- SEC number: 801-128506
- Registration: SEC-registered
- Firm class: independent
- Firm class basis: An independent wealth management RIA. It serves individuals directly, offering financial planning or managing money for people, and at least half its AUM is individual and high net worth client money. It is not a broker-dealer or a bank, and is not part of one.
- Status: Approved
- Registered on: 2023-08-01
- Latest filing on: 2026-07-30
- City: not stated
- State: not stated
- Country: not stated
- Website: http://www.redmountainfinancial.com/
- Raum: 184434833
- Raum discretionary: 139285186
- Raum nondiscretionary: 45149647
- Accounts: 350
- Clients: 151
- Employees: 1
- Advisory employees: 1
- Average account: 526957
- Growth 1y: 0.0575084128573002
- Cagr 3y: 0.0808533649648262
- Cagr 5y: not stated
- Wealth manager: yes
- Ranks: Ranking: Largest independent RIAs by assets under management, National: 5655, State: not stated, Value: 184434833; Ranking: Fastest-growing independent RIAs over the trailing 13 months, National: 5850, State: not stated, Value: 0.0575084128573002; Ranking: Fastest-growing independent RIAs over three years, National: 4583, State: not stated, Value: 0.0808533649648262; Ranking: Independent RIAs with the biggest asset gains over the trailing 13 months, National: 6243, State: not stated, Value: 10029759; Ranking: Independent RIAs with the most clients, National: 6831, State: not stated, Value: 151; Ranking: Independent RIAs with the fastest client growth over the trailing 13 months, National: 4457, State: not stated, Value: -0.0130718954248366; Ranking: Independent RIAs with the most accounts, National: 6279, State: not stated, Value: 350; Ranking: Independent RIAs with the most advisory staff, National: 10192, State: not stated, Value: 1; Ranking: Independent RIAs with the most high net worth clients, National: 4005, State: not stated, Value: 77
- Compensation: A percentage of assets under management; Hourly charges; Fixed fees
- Services: Financial planning; Portfolio management for individuals or small businesses
- Custody: no
- IAR count: 0
- IAR designations: 
- IAR CE: not stated
- Item 11 yes answers: 0
- Succession: no
- IAPD: https://adviserinfo.sec.gov/firm/summary/277100
- Source: ia100226.zip

## Notes

- Figures are as the firm reported them on Form ADV. Corrections are made on Form ADV and appear after the next monthly reload.
- Individual people are not listed. IAR figures are counts from the IAPD individual file.

## Sources

- IAPD firm page (brochures and disclosure detail), not yet confirmed: https://adviserinfo.sec.gov/firm/summary/277100
- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-02: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_20_2026.xml.gz), checked 2026-10-20: https://adviserinfo.sec.gov/compilation

## Related

- [Largest independent RIAs by assets under management](https://advisoriq.com/ria/rankings/largest/)
- [Fastest-growing independent RIAs over the trailing 13 months](https://advisoriq.com/ria/rankings/fastest-growing/)
- [Fastest-growing independent RIAs over three years](https://advisoriq.com/ria/rankings/fastest-growing-3-year/)
- [Independent RIAs with the biggest asset gains over the trailing 13 months](https://advisoriq.com/ria/rankings/biggest-asset-gains/)
- [Succession and M&A](https://advisoriq.com/succession/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/firms/277100/

License: https://advisoriq.com/license/