{"type":"ria_firm","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Red Mountain Financial, LLC","lead":"As of its Form ADV filed July 30, 2026, Red Mountain Financial, LLC, an SEC-registered independent wealth management RIA, reported $184.4 million in AUM across 350 accounts, ranking #5655 among independent RIAs nationally by assets.","as_of":"2026-10-02","facts":{"crd":277100,"sec_number":"801-128506","registration":"SEC-registered","firm_class":"independent","firm_class_basis":"An independent wealth management RIA. It serves individuals directly, offering financial planning or managing money for people, and at least half its AUM is individual and high net worth client money. It is not a broker-dealer or a bank, and is not part of one.","status":"Approved","registered_on":"2023-08-01","latest_filing_on":"2026-07-30","city":null,"state":null,"country":null,"website":"http://www.redmountainfinancial.com/","raum":184434833,"raum_discretionary":139285186,"raum_nondiscretionary":45149647,"accounts":350,"clients":151,"employees":1,"advisory_employees":1,"average_account":526957,"growth_1y":0.0575084128573002,"cagr_3y":0.0808533649648262,"cagr_5y":null,"wealth_manager":true,"ranks":[{"ranking":"Largest independent RIAs by assets under management","national":5655,"state":null,"value":184434833},{"ranking":"Fastest-growing independent RIAs over the trailing 13 months","national":5850,"state":null,"value":0.0575084128573002},{"ranking":"Fastest-growing independent RIAs over three years","national":4583,"state":null,"value":0.0808533649648262},{"ranking":"Independent RIAs with the biggest asset gains over the trailing 13 months","national":6243,"state":null,"value":10029759},{"ranking":"Independent RIAs with the most clients","national":6831,"state":null,"value":151},{"ranking":"Independent RIAs with the fastest client growth over the trailing 13 months","national":4457,"state":null,"value":-0.0130718954248366},{"ranking":"Independent RIAs with the most accounts","national":6279,"state":null,"value":350},{"ranking":"Independent RIAs with the most advisory staff","national":10192,"state":null,"value":1},{"ranking":"Independent RIAs with the most high net worth clients","national":4005,"state":null,"value":77}],"compensation":["A percentage of assets under management","Hourly charges","Fixed fees"],"services":["Financial planning","Portfolio management for individuals or small businesses"],"custody":false,"iar_count":0,"iar_designations":{},"iar_ce":null,"item_11_yes_answers":0,"succession":false,"iapd":"https://adviserinfo.sec.gov/firm/summary/277100","source":"ia100226.zip"},"sources":[{"url":"https://adviserinfo.sec.gov/firm/summary/277100","checked":null,"label":"IAPD firm page (brochures and disclosure detail)"},{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-02","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-20","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_20_2026.xml.gz)"}],"related":[{"title":"Largest independent RIAs by assets under management","url":"https://advisoriq.com/ria/rankings/largest/"},{"title":"Fastest-growing independent RIAs over the trailing 13 months","url":"https://advisoriq.com/ria/rankings/fastest-growing/"},{"title":"Fastest-growing independent RIAs over three years","url":"https://advisoriq.com/ria/rankings/fastest-growing-3-year/"},{"title":"Independent RIAs with the biggest asset gains over the trailing 13 months","url":"https://advisoriq.com/ria/rankings/biggest-asset-gains/"},{"title":"Succession and M&A","url":"https://advisoriq.com/succession/"}],"notes":["Figures are as the firm reported them on Form ADV. Corrections are made on Form ADV and appear after the next monthly reload.","Individual people are not listed. IAR figures are counts from the IAPD individual file."],"url":"https://advisoriq.com/ria/firms/277100/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/firms/277100/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}