# When is my CE due?

As of Oct 7, 2026, 242,501 of the 441,268 investment adviser representatives in the SEC's IAPD file are registered in a jurisdiction that requires IAR CE for 2026; each must complete 12 credits by December 31, 2026.

As of: 2026-10-07
Address: https://advisoriq.com/ce/due/

## Facts

- year: 2026
- iar_requirement: 12 credits per year, including 6 Ethics and Professional Responsibility (at least 3 on ethics), 6 Products and Practice
- iar_deadline: December 31, 2026
- iar_jurisdictions_in_effect: Arkansas; California; Colorado; District of Columbia; Florida; Hawaii; Illinois; Kentucky; Maryland; Michigan; Minnesota; Mississippi; Nebraska; Nevada; New Jersey; North Dakota; Oklahoma; Oregon; Rhode Island; South Carolina; Tennessee; U.S. Virgin Islands; Vermont; Wisconsin
- iar_jurisdictions_in_effect_2027: Arkansas; California; Colorado; District of Columbia; Florida; Hawaii; Illinois; Indiana; Kentucky; Maryland; Michigan; Minnesota; Mississippi; Nebraska; Nevada; New Jersey; North Dakota; Oklahoma; Oregon; Rhode Island; South Carolina; Tennessee; U.S. Virgin Islands; Vermont; Wisconsin
- iapd_file_date: 2026-10-07
- iapd_people: 441268
- iapd_registered_where_iar_ce_applies: 242501
- iapd_dual_registrants_among_them: 188596
- iapd_registered_where_iar_ce_applies_2027: 249032
- finra_regulatory_element: not stated
- look_up: Enter a CRD number on this page. Results are shown once, never indexed, and not stored unless you sign up for reminders.

## Notes

- Counts cover the SEC's IAPD file of investment adviser representatives (dual registrants included). Representatives registered only with a broker-dealer are not in it.
- Dual registrants are people the file shows with an active broker-dealer agent registration.
- Only in adopting states. Dual registrants may use FINRA Regulatory Element CE for the 6 Products and Practice credits. New registrants have no requirement until January 1 of the following year. A missed year renews as CE inactive.

## Sources

- SEC IAPD individual file (compilation report), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE model rule, checked 2026-10-05: https://www.nasaa.org/wp-content/uploads/2020/10/NASAA-IAR-CE-Model-Rule.pdf ("six (6) Credits of IAR Regulatory and Ethics Content offered by an Authorized Provider, with at least three (3) hours covering the topic of ethics")
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [IAR CE requirements by state](https://advisoriq.com/ce/requirements/iar/)
- [CE calculator](https://advisoriq.com/ce/)
- [CE tracker](https://advisoriq.com/ce/tracker/)
- [CFP requirements](https://advisoriq.com/ce/requirements/cfp/)
- [CIMA, CPWA, RMA and CIMC requirements](https://advisoriq.com/ce/requirements/iwi/)
- [CFA requirements](https://advisoriq.com/ce/requirements/cfa/)
- [American College (ChFC, CLU, RICP) requirements](https://advisoriq.com/ce/requirements/american-college/)
- [IAR CE in Arkansas](https://advisoriq.com/ce/iar/arkansas/)
- [IAR CE in California](https://advisoriq.com/ce/iar/california/)
- [IAR CE in Colorado](https://advisoriq.com/ce/iar/colorado/)
- [IAR CE in District of Columbia](https://advisoriq.com/ce/iar/district-of-columbia/)
- [IAR CE in Florida](https://advisoriq.com/ce/iar/florida/)
- [IAR CE in Hawaii](https://advisoriq.com/ce/iar/hawaii/)
- [IAR CE in Illinois](https://advisoriq.com/ce/iar/illinois/)
- [IAR CE in Kentucky](https://advisoriq.com/ce/iar/kentucky/)
- [IAR CE in Maryland](https://advisoriq.com/ce/iar/maryland/)
- [IAR CE in Michigan](https://advisoriq.com/ce/iar/michigan/)
- [IAR CE in Minnesota](https://advisoriq.com/ce/iar/minnesota/)
- [IAR CE in Mississippi](https://advisoriq.com/ce/iar/mississippi/)
- [IAR CE in Nebraska](https://advisoriq.com/ce/iar/nebraska/)
- [IAR CE in Nevada](https://advisoriq.com/ce/iar/nevada/)
- [IAR CE in New Jersey](https://advisoriq.com/ce/iar/new-jersey/)
- [IAR CE in North Dakota](https://advisoriq.com/ce/iar/north-dakota/)
- [IAR CE in Oklahoma](https://advisoriq.com/ce/iar/oklahoma/)
- [IAR CE in Oregon](https://advisoriq.com/ce/iar/oregon/)
- [IAR CE in Rhode Island](https://advisoriq.com/ce/iar/rhode-island/)
- [IAR CE in South Carolina](https://advisoriq.com/ce/iar/south-carolina/)
- [IAR CE in Tennessee](https://advisoriq.com/ce/iar/tennessee/)
- [IAR CE in U.S. Virgin Islands](https://advisoriq.com/ce/iar/us-virgin-islands/)
- [IAR CE in Vermont](https://advisoriq.com/ce/iar/vermont/)
- [IAR CE in Wisconsin](https://advisoriq.com/ce/iar/wisconsin/)

## Cite as

AdvisorIQ, as of 2026-10-07. https://advisoriq.com/ce/due/

License: https://advisoriq.com/license/